009438472 GB ALLEN Avila US GM RED approval PRIVATE CLIENT SERVICES (PWM Xavier KCP Confirmation required from regional 1000334995 GB ALEX BROWN) Avila US GM RED leads that CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052082 CONFIDENTIAL SDNY_GM_00198266 EFTA01362593

a US GM RED approval PAUL GARDNER Xavier KCP ACO GB ALLEN Avila US GM RED approval Confirmation GB PRIVATE CLIENT SERVICES (PWM _ ALEX BROWN) Xavier KCP Avila US GM RED required from regional leads that KYC was completed to the required standard. NCA required if KYC has n

PRIVATE CLIENT SERVICES (PWM Xavier KCP Confirmation required from regional leads that KYC was completed to the required 1000334995 GB ALEX BROWN) Avila US GM RED standard. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052120 CONFIDENTIAL SDNY_GM_00198304 EFTA01362624

quired from regional leads that KYC was completed to the required standard. NCA required if KYC has not been done. ACO 1000334995 GB _ ALEX BROWN) Avila US GM RED approval 2) New clients or not on the list so need to be checked in the first case if any of these are Red or Amber in CIB T