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ed players in the sector remaining Source Company data 8 EFTA_R1_01947042 EFTA02672826 Market Opportunity Limited Competition RIP Seaside Rodman & Renshaw lint Montauk First Tennessee V Finance Gktcher think Equities Pali Capital Morgan Joseph Merriman Curham (ITAX Jessup & Lamont Empire Capi
urnaround Fund") which will invest in Small and Micro caps. GP intends to transfer all control stakes to a newly formed investment holding company ("LISTCO") and file a registration statement in order to affect a public listing of LISTCO's shares. 3 EFTA_R1_0 1947037 EFTA02672821 Executive Summary
elling • Very few experienced players in the sector remaining 8 EFTA00505787 Market Opportunity Limited Competition RIP Sellside Buy side Rodman & Renshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkv
urnaround Fund") which will invest in Small and Micro caps. GP intends to transfer all control stakes to a newly formed investment holding company ("LISTCO") and file a registration statement in order to affect a public listing of LISTCO's shares. 3 EFTA00505782 Executive Summary - Indicative Term S
pelling • Very few experienced players in the sector remaining 9 EFTA00505815 Market Opportunity Limited Competition RIP Selhide Buyside Rodman & Renshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkv
tunities Fund") which will invest in Small and Micro caps. GP intends to transfer all control stakes to a newly formed investment holding company ("LISTCO") and file a registration statement in order to affect a public listing of LISTCO's shares. 4 EFTA00505810 Executive Summary - Indicative Term S
Entities connected to both Rodman & Renshaw and LISTCO

Bloomberg L.P.
ORGANIZATION
Anne Hathaway
PERSONBarron Partners
ORGANIZATIONPali Capital
ORGANIZATIONEugene Kim
PERSONGalloway Partners
ORGANIZATIONthe Tech/Telcom
ORGANIZATIONConsumer Retail
ORGANIZATIONHealthcare Services and Business Services
ORGANIZATIONthe Small and Micro
ORGANIZATIONMgmt Co.
ORGANIZATIONUltra Micro
ORGANIZATIONEmpire Capital
ORGANIZATIONthe Small & Mid Cap
ORGANIZATIONMid-Large Caps
ORGANIZATIONpre-Lehman
ORGANIZATIONM-Value
ORGANIZATIONCatalysts/News
ORGANIZATIONEV/Book Value
ORGANIZATIONDeep Value
ORGANIZATION