"Jeffrey Epstein and Mitch Brater arranged the various brokerage accounts for the bonds to be placed with in New York, and I think one in Chicago, Rodman & Renshaw," Hoffenberg reportedly EFTA00204657 Page 9 The Talented Mr. Epstein;Lately, Jeffrey Epstein's high-ying style said. Then, said Hoffenberg, whil

UBS best ideas Key Research: GS initiates MDR (conviction buy) & removes CVE & adds SNCR conviction buy, Canaccord assumes SM (buy) Key Research: Rodman & Renshaw initiates MTSN (mop), CS downgrades MMI/RIMM & reduces target NOK Key Research: Maxim initiates AFFX/ILMN (buys) & LIFE/PACE (holds), MKM initiates

ination, dropping out after losing early primaries. His immersion in the world of penny stocks followed. By 2007 he was chairman of investment bank Rodman & Renshaw and had joined the boards of some of its penny- stock clients, including a shipper that went bankrupt and a rice-bran company whose CEO was later in

Mr. Mitchell held various senior positions at New York Stock Exchange member firms. From 1988 to 1990, he was a Managing Director and Principal of Rodman & Renshaw, Inc. Previous to 1985, Mr. Mitchell was with Bear Stearns and Oppenheimer & Co. Mr. Mitchell has served as an officer and/or director of the follo

Towers 7726 O6/24/88 1O,OOO.OO Parker, Chapin, Flattau & Klipi 7719 O4/13/88 932.OO Mid-State Financial Corp. 772O O7/O1/88 58,732.6O Rodman & Renshaw 77O8 O7/2O/88 26,296.65 Manett Phelps Rothenberg & Evans 39. As a result of the lack of documentation the financial statements of the Companie

elling • Very few experienced players in the sector remaining 8 EFTA00505787 Market Opportunity Limited Competition RIP Sellside Buy side Rodman & Renshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkv

pelling • Very few experienced players in the sector remaining 9 EFTA00505815 Market Opportunity Limited Competition RIP Selhide Buyside Rodman & Renshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkv

tail space • Developer of Soho Beach House in Miami, FL • Mr. Mitchell has served as an officer and/or director of the following public companies: Rodman & Renshaw, Holmes Protection Group, Bogen Communications International, Kellstrom Industries, Moto Guzzi, Bion Environmental Technology, and Fortress Interna

"Jeffrey Epstein and Mitch Brater arranged the various brokerage accounts for the bonds to be placed with in New York, and I think one in Chicago, Rodman & Renshaw," Hoffenberg reportedly said. Then, said Hoffenberg, while making it appear as though they were investing the bonds in much safer financial instrum

ed players in the sector remaining Source Company data 8 EFTA_R1_01947042 EFTA02672826 Market Opportunity Limited Competition RIP Seaside Rodman & Renshaw lint Montauk First Tennessee V Finance Gktcher think Equities Pali Capital Morgan Joseph Merriman Curham (ITAX Jessup & Lamont Empire Capi