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ed players in the sector remaining Source Company data 8 EFTA_R1_01947042 EFTA02672826 Market Opportunity Limited Competition RIP Seaside Rodman & Renshaw lint Montauk First Tennessee V Finance Gktcher think Equities Pali Capital Morgan Joseph Merriman Curham (ITAX Jessup & Lamont Empire Capi
ay Partners (Mgmt Co) Operations Galloway Holdings (LISTCO) Strategic Turnaround Fund (Hedge Fund) Bruce Galloway (Co-Chairman & Co-CEO) Eugene Kim (COO) Finance Aaron Braun (Co- Chairman & Co• CEO) Investments Control stakes transferred to LISTCO. which will be a publicly traded holding c
elling • Very few experienced players in the sector remaining 8 EFTA00505787 Market Opportunity Limited Competition RIP Sellside Buy side Rodman & Renshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkv
Summary — Organizational Structure Galloway Partners (Mgmt Co) Operation> Galloway Holdings (LISTCO) Bruce Galloway (Co-Chairman & Co-CEO) Eugene Kim (COO) Aaron Braun (Co-Chairman & Co-CEO) Investments 111:1110: Control stakes transferred to LISTCO, which will be a publicly traded holding
pelling • Very few experienced players in the sector remaining 9 EFTA00505815 Market Opportunity Limited Competition RIP Selhide Buyside Rodman & Renshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkv
Drag-Along Rights 5 EFTA00505811 Executive Summary — Organizational Structure Galloway Partners (Mgmt Co) Bruce Galloway (Chairman & CEO) Eugene Kim (COO) Operation: Galloway Holdings (LISTCO) I mani Investments Control stakes transferred to LISTCO, which will be a publicly traded holding
Entities connected to both Rodman & Renshaw and Eugene Kim
Bruce Galloway
PERSON
Bloomberg L.P.
ORGANIZATION
Rudy Giuliani
PERSON
Anne Hathaway
PERSONING Barings
ORGANIZATIONBarron Partners
ORGANIZATIONPali Capital
ORGANIZATIONGalloway Partners
ORGANIZATIONthe Tech/Telcom
ORGANIZATIONConsumer Retail
ORGANIZATIONHealthcare Services and Business Services
ORGANIZATIONthe Small and Micro
ORGANIZATIONLISTCO
ORGANIZATIONMgmt Co.
ORGANIZATIONUltra Micro
ORGANIZATIONEmpire Capital
ORGANIZATIONthe Small & Mid Cap
ORGANIZATIONMid-Large Caps
ORGANIZATIONpre-Lehman
ORGANIZATIONM-Value
ORGANIZATION