3
Shared Docs
3
Same-Page
3 / 3
Mentions
ed players in the sector remaining Source Company data 8 EFTA_R1_01947042 EFTA02672826 Market Opportunity Limited Competition RIP Seaside Rodman & Renshaw lint Montauk First Tennessee V Finance Gktcher think Equities Pali Capital Morgan Joseph Merriman Curham (ITAX Jessup & Lamont Empire Capi
Plan Discount to Historical • Industry Outlook • Hedging Requirements • Management meetings • STEP-score • Competition Settlement Financial Review • Proprietary network • Analysis Corporate Procedures Assist with Investor • Recent Trading Governance & Communications Range & History
elling • Very few experienced players in the sector remaining 8 EFTA00505787 Market Opportunity Limited Competition RIP Sellside Buy side Rodman & Renshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkv
Discount to Historical • Industry Outlook • Hedging Requirements • Management meetings • STEP-score • Competition • Settlement • Financial Review • Proprietary network • Analysis Corporate Procedures • Assist with Investor • Recent Trading Range & History • • Governance & Legal
pelling • Very few experienced players in the sector remaining 9 EFTA00505815 Market Opportunity Limited Competition RIP Selhide Buyside Rodman & Renshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkv
Discount to Historical • Industry Outlook • Hedging Requirements • Management meetings • STEP-score • Competition • Settlement • Financial Review • Proprietary network • Analysis Corporate Procedures • Assist with Investor • Recent Trading Range & History • • Governance & Legal
Entities connected to both Rodman & Renshaw and Financial Review

Bloomberg L.P.
ORGANIZATION
Anne Hathaway
PERSONNomura
ORGANIZATIONBarron Partners
ORGANIZATIONPali Capital
ORGANIZATIONEugene Kim
PERSONGalloway Partners
ORGANIZATIONthe Tech/Telcom
ORGANIZATIONConsumer Retail
ORGANIZATIONHealthcare Services and Business Services
ORGANIZATIONthe Small and Micro
ORGANIZATIONLISTCO
ORGANIZATIONMgmt Co.
ORGANIZATIONUltra Micro
ORGANIZATIONEmpire Capital
ORGANIZATIONthe Small & Mid Cap
ORGANIZATIONMid-Large Caps
ORGANIZATIONpre-Lehman
ORGANIZATIONM-Value
ORGANIZATIONCatalysts/News
ORGANIZATION