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a the Frets te~ntel SPC coverage • Rename sharing and additenal compseation - b /Min to oximessed on sales and I .7b.1 lem mewed nannedcn wth the (Mabee, of mutual funds to as dents we raa our 'faite maim revenue varg parents Iran ~en ada admen ot the matual tends rat wo all Thee masts re bawdie
money Nance (t) Cash and money balance 9977.$1 Closing cash and money balance 9978.10 AuP70002000701.995Nee0000639290003I 011900000M00 COODX. Pogo S of 6 SDNY_GM_00324633 EFI'A_00197408 EFTA01306906 SUBS April Business Services Account 20 Account activity this month (continued) Ode Moan
0008 Account number. Your 11 nandal Advisor: SCOTT STACKP./AND/LE CASRIEL Your assets . Equities Common stock (continued) Pa/there price Trade Mabee Average prIce Price (XI share Whit on unrealized Hoicing Hddng date of shares per she', (I) Cost bests ($) on ran 29(1) tan 29 (1) gain
673.29 0.00 Your PI nodal Advisor: SCOTT STACK MANLYLE CASRIEL ( period Cap mount es) 250.000.00 continued next page SONY GM 00021994 MOO Pogo S of 14 ENPAX0400E075097 HP7000311876000051715 030575001 CONFIDENTIAL EFTA_00I326I4 EFTA01274751 * UBS UBS Strategic Advisor December 2015 Acc
a the urn IhMTMell INAS SW 060tute - Ott Oases also mem trading commiskos art other cooproution from mined hods am inmate tarries tow products we Mabee - Wereceh'an amid tee tram LEIS Salk USA an1UBS AC Srardord Baur Cl up lo 125 pet axount swronng to the banks wake the IBS Bat Sweep Program nea
12.47 164,836.88 -1,886.56 1 836.88 cent 'rued next page SDNY GM 00021129 CHP7000?30S734703 M70034405 00003 ONS 03057%04 CONFIDENTIAL 100000 Pogo S of 10 EFTA_00131749 EFTA01273956 T UK Strategic Advisor January 2015 Your assets . Fixed income . Mutual funds (cononued) Hddng DOUBLE LINE
e. tranng and education. - Our if dates ate raw* tradrig ccarnesons mud other compensation from:1%4u-* funds and MOAKe companies chew products we Mabee. - We recent re mual f a from LOS Bade USA a-4 LEIS AG Stanford Branch of up to $25 per accord smeming to the bash under the LOS Bark Sweep Progr
906.00 Total 9721,906.00 100.00% $650,000.00 $71,90600 SONY GM 00027614 CelP7C003305648397 NPTOCOIS7706 00035 1017 030575004 Y128776S500000O0 Pogo S of 6 CONFIDENTIAL EFTA_00138234 EFTA01278843 *UBS Your notes O47001.005648398N1, 000, 67706 0.5 , 017 MOW,. ,26776.000My Gm_0,02.A.1,1 6 of 6
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