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e are providing you with details about this multifaceted and important relationship: • The RM is Stewart Oldfield • Assets held in WM brokerage (Pershing) are $149mm, and there are an additional -$76mm in various bank deposits • DB Force shows "relationship rolling year revenue" of $315,659, and ass
Excluding all ECM related buys and sell, there were 115 transactions (73 of the 188 were ECM related) • Regular-way trading revenues via Pershing (non-ECM) since 9/14/17 were $76,983. Additional ECM related revenues were $49,357, for a total in brokerage (Pershing) of $126,340 • We also transact with
e are providing you with details about this multifaceted and important relationship: • The RM is Stewart Oldfield • Assets held in WM brokerage (Pershing) are $149mm, and there are an additional —$76mm in various bank deposits • DB Force shows "relationship rolling year revenue" of $315,659, and ass
Excluding all ECM related buys and sell, there were 115 transactions (73 of the 188 were ECM related) • Regular-way trading revenues via Pershing (non-ECM) since 9/14/17 were $76,983. Additional ECM related revenues were $49,357, for a total in brokerage (Pershing) of $126,340 • We also transact with
e are providing you with details about this multifaceted and important relationship: • The RM is Stewart Oldfield • Assets held in WM brokerage (Pershing) are $149mm, and there are an additional -$76mm in various bank deposits • DB Force shows "relationship rolling year revenue" of $315,659, and ass
Excluding all ECM related buys and sell, there were 115 transactions (73 of the 188 were ECM related) • Regular-way trading revenues via Pershing (non-ECM) since 9/14/17 were $76,983. Additional ECM related revenues were $49,357, for a total in brokerage (Pershing) of $126,340 • We also transact with
Entities connected to both Pershing and non-ECM

Jeffrey Epstein
PERSON
Martha Stewart
PERSON
Stewart Oldfield
PERSONMartin Zeman
PERSONLiam Osullivan
PERSON
Paul Barrett
PERSONBradley Gillin
PERSONDB Force
ORGANIZATIONDB AG
ORGANIZATIONSouthern Financial/ Epstein
ORGANIZATIONTodd Stevens
PERSONAccountActivity
ORGANIZATION