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ontinued) The Role of Pershing • Pershing carries your account as clearing broker pursuant to a cleanrg agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registe
ject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been scomorated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAblien an issuer initiates a
eived from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. OPII14,t NM{ . ,,., ,n *tall n manale-wd Marais Coon,. 00t,p IXMuM Sank Smote 4%. Notarri 011ar SO Pia Asa. leek 000 Wow** NY 1OIW Statement Period: 0610112/14 06/3012114 Page1902f Account Num be
your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provid
ed accounts ill include Pershing's proprietary and employee accounts, as well as proprietary and employee accounts of introducing broker-dealers (if Pershing caries and clears those accounts). No alocation wit be made to these proprietary and employee accounts until al other client positions at Pershing i
of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Page 6 of 13 Account Number. N4G-023812 Rated t•collordi i . V S. Rat Go paperless typify Woes 2'007 DALOAR RATED COMMUNICATIONS CONFIDENT
GM_0004 6843 OB-SDNY-0009667 EFrA_00157452 EFTA01289815 Important Information and Disclosures (continued) Draft, ' Sint Pr.. Vona PI Manalunnd Marais Coon,. 4.p..p °Muhl Sank StownesAc Mar *4 CM to HS Psi Asmo. lkh r to Mew** nv 10114 491.71119. 7$114,9% Statement Period: 0910112914 • 0//3112014
rmined by the Secretary of the Treasury. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. M essa•es Federal Depose Insurance Corporation (FDIC)-Insured Bank Deposits are not
d accounts will include Pershing's proprietary and employee accounts, as well as proprietary and employee accounts of introducing broker-dealers (if Pershing taffies and clears those accounts). No allocation eel be made to these proprietary and employee accounts until al other client positions at Pershing
of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers Whose introduced accounts have received an allocation. Securities regist
et a relstrnor veinis:Lo% c ;.......mignert Mae SDNY GM 00047435 DB-SDNY-0010259 EFTA 00158044 EFTA01290165 ()PASO( 'm Pr rfild, V./.4111 PA/ Marais Coon,. 4.p..p Deaulv Sat Stool. Lac Mew *4 Mkt HS Pan Awns,. 26th I to Mew** NY 1011.4 Il VI 49141/IL (MI 16614 Statement Period: 0 81011211 4 • 08/
, including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be rekable. Pershing may not use the dosing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which
kw,ei mc lire bet ON* Anew. 1141. I bcr Statement Period: 0110112114 • 01/3112014 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the fast page of this statement. Pershing's contact information is
Y_GM_00048042 OB-SDNY-0010866 EFTA_00158651 EFTA01290679 Important Information and Disclosures (continued) Dnalsre Ram POIFtle was n Mange-wan Marais Coon,. G•cap Destulv Met %Iwo. o< Maw TM Ollo, MS Pia "Mist 360t,loct PArreint ref 101:4 Statement Period: 0410112014 • 01/30/2011 Ratings This sta
Entities connected to both Pershing and Marais Coon
Pershing LLC
ORGANIZATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONClient Service Information
ORGANIZATION
Deutsche Bank
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
FDIC
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONPie Chart
ORGANIZATIONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATION