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ur tax advisor in the preparation of your tax returns. 3 The cost basis of Ibis security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo fhe accuracy of fhis information. 5 Unrealized gains and losses are not reported for securities for which cost basis o
rvices offered by or through Financial Institution and/ or Pershing or any financial information I/we may have provided to Financial Institution and Pershing. l/ we understand that Financial Institution and Pershing, LLC may contact the named Trusted Contact Person(s) if there are questions/ concerns about
oviding Trusted Party information to my broker or advisor for electronic capture, l/ we authorize the named Financial Institution and Pershing LLC ("Pershing') and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact person(
3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F I D ffI PTAL 8010136soori Rated Estrilent Even Year Sint 2O07 DALIAR RATED COMMUNICATIONS IXCILLINC( Clewing tiny.. Penhwe tLC. a witolly owned subsidiary of The Oak *I New York Mellon Corp:noon ISNY Mellon) pc, ow.: ,it,RA.g41 GM_00046283 DB-
ur tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo the accuracy of this information. e The Current Face value represents the outstanding principal balance of the underly
O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) July 1,2018 - July 31, 2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is
07/30/1 Account Numbe CON CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FIDe L- Rated Lateen‚ free Yen Sae 2OO7 DALIAR RATED COMMUNICATIONS IXCILLINC( Page '7 of 2' Omni through Peninnt LC, a wee owned sutesidury of The Oak of New York Mellon Corporation(aN' Mellon) Peery:11C men>, ‘2,RA.eaenf
this information by calling (888)387-2583, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340. Pershing must have procedures in place that are designed to treat clients fatty in accordance with an impartial lottery process. When an issuer initiates a p
of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registe
TH ERN CO N LLC. F I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Raba tacellenti (very V.a. Siam 2007 DALBAR RATED COMMUNICATIONS IXCILLINC, SDNY_GM_000155.57 DB-SDNY-OOO8381 EFTA_00156166 EFTA01288529 Deutsche Asset & Wealth Management PO Dox 1778, Sallimore. MD 21203 Dean a na
ding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection wi
CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. er" (6) hAZETCO N F I DarnAL Page 10°112 limed [sense, tvenr Yes Ss 2007 DALBAR RATED COMMUNICATIONS IXCILLINC? ••••••• ise — tS '-. SC SDNY_GM_00048214 OB-SDNY-0011038 EFM_00158823 EFTA01290851 Deutsche Asset & Wealth Management P.O Om 1770 Balmer
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Pershing LLC
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Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
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ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
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Deutsche Bank
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
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Jeff Sessions
PERSONPie Chart
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
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CUSTOMS
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ORGANIZATIONON PERSHING'S
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