Epstein Secrets

ontinued) The Role of Pershing • Pershing carries your account as clearing broker pursuant to a cleanrg agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an

of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registe

ject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been scomorated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAblien an issuer initiates a

/12 %It" 1,000,000.000 102 1820 EARTHUNK INC GM SR NT FULLY EXCHANGED CUSP FROM 27032 IA88 8.875% 05115119 DIE DID 05117/11 CALLABLE 05/15115 58 P Rating CCC+ 10122112 '.12,13 400,000.000 102.5310 10123112 '.12.13 600,000.000 102.3550 Total Nonoovered 1,000,000.000 Total 1,000,000.000 8010/1

ur tax advisor in the preparation of your tax returns. 3 The cost basis of Ibis security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo fhe accuracy of fhis information. 5 Unrealized gains and losses are not reported for securities for which cost basis o

rvices offered by or through Financial Institution and/ or Pershing or any financial information I/we may have provided to Financial Institution and Pershing. l/ we understand that Financial Institution and Pershing, LLC may contact the named Trusted Contact Person(s) if there are questions/ concerns about

oviding Trusted Party information to my broker or advisor for electronic capture, l/ we authorize the named Financial Institution and Pershing LLC ("Pershing') and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact person(

12/03115 • 2,469,000.000 88.0930 5LLOYDS8ANKING GROUP PLC FXD RATE RESET ADM. TIER 1SECS 'SINS US539439AG42 7.500% 04/27/88 B/E DTD 04107/14S/1 P Rating BB- Please Provide • 1.903.000.000 NIA CITIGROUP INC FXD RT SR NT PERP DEP RECPT 5.950% 08/t/88 81E DTD 08112/4 CALLABLE0815120Q D0.00014 oody R

• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LI_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted Important Arbitration Disclosures • A

our tax advisor in the preparation of your tax returns 3 The cost basis of this security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo the accuracy of this information. 5 Unrealized gains and losses are not reported for securities for which cost basis o

O Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) kpril 1,2017 - April 30,2017 SOUTHERN FlNA NCIALLLC The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is

Face Value: 560,678.350 Corporate Bonds BARCLAYS BK PLC CONTINGENT CAP NT ISIN$ US06739FHK037.750% 04/10/23 B/E DTD 04113/I CALLABLE 04I 13/1358 P Rating BB+ 04/03/13 " 2'13 300.000.000 100.0000 ,PM ORGAN CHASE 8 CO DEP SHSREPSTG 113TH PFD SERIFIXED TO FLTG RT BD 7900% 04/29/49 WE OTD 04/23/08M o

structions that appear to be third party asset movements. as well as first and third party Journal instructions for accounts that are custodied with Pershing. We may remove any standing instructions that have not been used in the past 36 months (except for Automated Clearing House (ACH) which does not exp

ur tax advisor in the preparation of your tax returns. 3 The cost basis of this security hes been provided fo us by you or your introducing firm and Pershing makes no representation as fo the accuracy of this information. tz Pershing has received updated cost basis information, therefore cost basis provid

d) Corporate Bonds (continued) SOUTHERN CAUF EDISON CO PREF SER E 6250% 0717/62 WE DID 071712 CALLABLE02101220 M O N O M o o d y Rating 8M1St. P Rating BBB- 01730112 ..332 3,000,000.000 99.8970 2.996.920.25 106.0110 3.180.330.00 183.409.75 15.615.00 187.500.00 5 89% Original Cost Basis: 62

ur tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo the accuracy of this information. e The Current Face value represents the outstanding principal balance of the underly

O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) July 1,2018 - July 31, 2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is

st FIXED INCOM E (continued) Corporate Bonds (continued) J3,5 INV TS GM Bli GTD SR NT REG S 'SINS USA29866AB53 7250% 04103124 BlE DTD 04/03/65 8 P Rating 10/31/I7 2.000.000.000 99.0650 DEUTSCHE BANK AG NTS ISM* UO62541133 4 296% 05124128 8/E MD05/24/B FORBGN SECURITY ST CPN DIE 11241131loody Rati

this information by calling (888)387-2583, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340. Pershing must have procedures in place that are designed to treat clients fatty in accordance with an impartial lottery process. When an issuer initiates a p

of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registe

,140,000.000 $1,516,248.56 LLOYDS 768 BK PLC EURO ISSUE MEDIUM TERM NOTES151NR XS0717735822 9.875% 12/16/21 RIG DTO 12/16/11 Moody Rating Bat SS P Rating BBB- 12/04113 '.3.17 1,500.000 000 107 6770 Adjusted Cost Basis Drallsre Rant Pnwile *Mahn &Waren Mu Caen., 6 ,0‘p Des-bOX la* SelloneraC Yo

be verified using all of your own records. In particular, there may be other adjustments which you need to make. but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall n

M. P. 6(e) THERA N SDNY_GM_00046005 OB-SDNY-0008828 EFTA_00156614 EFTA01288977 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your !martial organization's contact information can be found on the first page of this statement. Pershing's contact information is

00.000 Total 1,410,000.000 LLOYDS TSB 8K PLC EURO ISSUE MEDIUM TERM NOTES IMO XS0717735822 9.875% 12/16/21 RIG DTD 12116)11 Moody Rating Bat SS P Rating BBB- 12104/13'.3.12 1,500,000.000 107 6100 BARCLAYS 8K PLC CONTINGENT CAP NT ISINS1.936739FF K03 7.750% 01/ 10123 B/E DTD 04110113 CALLABLE 04/1

s, including short positions, at the dose of the statement period. The market prices have been obtained from sources which we believe to be rehable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which

B8- 01/30112'.3.12 3,000,000300 99.7920 BARCLAYS BK PLC CONTINGENT CAP NT ISA US06739FHK03 7.750% 04110123 BIE DID 0/110/13 CALLABLE 04110118 58 P Rating 884 04/03/13 '.12.13 300,000.000 100 0000 801199nCSF30,15 Monied Cost Basis Destine 8.m PO, lir *Aria Ma ria,....,, Marais Conran Comp Deauh

ding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection wi

108,680.090 Corporate Bonds PEABODY ENERGY CORP SR NT 7.375% 11/01116 WE DTO 10112/06 LITIPLE GUARANTORS 1ST CPA DTE 05101/07 Moody Rating 63 38 P Rating BR Security Identifier: 704649AES 05110/11 'MA 1.200.000 .000 104 5260 1,251.306.06 105 0000 1.260.000.00 IPAYM ENT INC GTD SR NT 10.250% 05