Epstein Secrets

gin by having it held in an account with a third part bank/custodian. Since the collateral for Southern Financial sits in an account custodied with Pershing, you are already receiving this treatment. The notice would really only apply if collateral was held directly with DB Global Markets' collateral dep

From: Davide-A Sferrazza Sent: 9/19/2018 6:26:18 PM To: Paul Barrett CC: Stewart Oldfield I; Martin Zeman Liam Osullivan Subject: DB Initial Margin Segr

not the case for most WM clients. Please feel free to reach out if you have any further questions, and we'll be happy to address. Regards, Davide Davide Sferrazza Analyst I Key Client Partners Deutsche Bank Securities. Inc. Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York. NY, USA CONFI

gin by having it held in an account with a third part bank/custodian. Since the collateral for Southern Financial sits in an account custodied with Pershing, you are already receiving this treatment. The notice would really only apply if collateral was held directly with DB Global Markets' collateral dep

[C] Got it. Thanks. Paul Barrett Alpha Group Capital LLC 142 W S7 t' Street 111 Floor New York, NY 10019 (o) (c) On Sep 19, 2018, at 6:26 PM, Davide-A Sferrazza < wrote: Classification: Confidential Paul, I tried reaching out last week regarding the attached notice that you received, but was n

most WM clients. Please feel free to reach out if you have any further questions, and we'll be happy to address. Regards, Davide <image001 gif> Davide Sferrazza Analyst I Key Client Partners Deutsche Bank Securities. Inc. Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel

Capital Markets Catch Up -- 4 PM today Here is a stab at agenda items, following especially what Xavi wrote on Monday, " Josh/Will did some work on Pershing already we need to review, and Davide/Nina consolidating tracker/OTC/GM in one file only, plus we need to review and attach our list of DB Research

ere is a stab at agenda items, following especially what Xavi wrote on Monday, " Josh/Will did some work on Pershing already we need to review, and Davide/Nina consolidating tracker/OTC/GM in one file only, plus we need to review and attach our list of DB Research access..." 1) As for trackers, there

/L - YTD [C] Importante: High Classification: Confidential Stewart, Here is the breakdown of what the YTO P/L for Southern Financial looks like: Pershing — includes any bonds, equity, listed equity options - Main SFLLC Account = $72,817.40 ($26,440 of that is ECM which stopped in February plus a one-

From: Martin Zeman Sent: 6/20/2018 3:03:13 PM To: Stewart Oldfield [ CC: Liam Osullivan ]; Davide-A Sferrazza ; Xavier Avila ; Alastair Mackinlay Stepanian j Subject: RE: Southern Financial P/L - no [C] Will do mate. Daniel-E Kaiser ; Ian

etach.> Sank Ws* klanagenent 345 Park Av Myra. NY 101544:001. USA Vrat us nap Pdatischeweellt. can <image002.git> Prepared on 02/07/2019 Source: Pershing Net% 360 Unofficial trade confirmations use information from source that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot

e please all danvn to volition thank you Richani Kahn liBRKAssociatesInc. 575 Lexington Avenue 4th Floor New York. NY 10022 Martin Zeman oC a; Davide...A Sferrana On Feb 7. 2019. at 9:10 AM. Liam Osullivan Oassification: Confidential Rich. The indication on the 2,50001 COFP 4.407 08706/19 Is 10

details on the OTC business. Sheet 1 -> FX = $32,394 Sheet 2 -> Rates = $40,488 (note sheet 3 includes bond deals that are already included in the Pershing numbers above) Total = $165,841 Martin Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc KCP produ

n I ; Nina Tona tan Salters I I; Vahe Stepanian Subject: Southern Financial P/L - YID [C] Attachments: 2018.06.18 - SOFL - OTC activity.xlsx ; Davide-A Sferrazza ; Daniel-E Kaiser Importance: High Classification: Confidential Stewart, ;Joshua Shoshan ;Alastair Mackinlay Here is the breakdow

On Jan 24, 2019, at 10:35 AM, Alan Brody IIMIIIIMMINIE> wrote: Classification: Public Hi Stewart I spoke to Paul Barrett today. He wants to open a Pershing account in IWP (KCP's new name) with DVP away instructions. Paul says he can sign the KCP onboarding agreement for Alpha. Would you mind getting th

From: Stewart Oldfield Sent: 1/24/201910:57:43 AM To: Alan Brody CC: Liam Osullivan I; Davide-A Sferrazza Subject: Re: Alpha Capital Great, thanks. I'm out of the office and back Monday. Let's chat about this before we kick off the process.

rrett / Epstein week of 11/20 [CI Classification: Confidential I; Liam Osullivan ; Davide-A Sferrazza Vahe Stepanian This report is generated by Pershing, so it won't show OTC trades. The OTC FX option made $2,900 plus some bid-offer sales credit spread that we need to get back from global markets. F

o: Stewart Oldfield CC: Joshua Shoshan Subject: RE: Paul Barrett / Epstein week of 11/20 [CI Classification: Confidential I; Liam Osullivan ; Davide-A Sferrazza Vahe Stepanian This report is generated by Pershing, so it won't show OTC trades. The OTC FX option made $2,900 plus some bid-offer sa