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n~. Ita be, Statement Period: 12/01/2014 • 12/3112014 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 6 The Current Face value represents the outstanding principal balance of the underly
r AZZTS.="0...7.r.te SDNY_GM_00047990 OB-SDNY-0010814 EFrA_00158599 EFTA01290627 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is
of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation Securities register
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing Lie shat be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to ar
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
Baltimore, MD 21203 Important Information and Disclosures (continued) I oven', ber t 2017 - November 30,2017 I EPSTEIN VIRGIN ISLANDS The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is
ts under this agreement except to the extent stated herein. The laws of the Slate of New York govern. Pershing's contact information is as follows: Pershing Lie, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399: (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) N40.024950
uding the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
, Baltimore, MD 21203 Important Informs: of and Disclosures (continued) December 1,2018 - December 31,2018 I EPSTBN VIRGIN ISLANDS I The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
ts under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing Lie, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399; (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8
trate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330. Page 23 of 23
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing Lie shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to a
ding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection wi
hts under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing Lie, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. 8kW 4011 Account Number THE FAZE T CONFIDENTIAL - PURSUANT T
your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provid
im is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing Lie shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to a
Entities connected to both Pershing and Pershing Lie
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATION
Jeffrey Epstein
PERSONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATIONClient Service Information
ORGANIZATION
Deutsche Bank
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONPie Chart
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATION