3
Shared Docs
3
Same-Page
6 / 3
Mentions
pectus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the blowing information for Pershing's 2015 IRS Forms 1099 (8, DIV, INT, OIL) and MISC ): Your form 1099 will be deldered as early as possible, beginning January 31, 2016. By February 16
IAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011625 EFTA_00159410 EFTA01291155 Important Information and Disclosures (continued) The Role of Pershing (continued) • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) pr
FTA_00159374 EFTA01291119 Deutsche Asset & Wealth Management Balbmora, MD 21203 Important Information and Disclosures (continued) DrdisOe gam, Ponle wean Ma.ziental Mateett COnfirpCoMP DtanOlt Ma Settonet Ms.& NY IMO Statement Period:12/0112015 - 12/31/2015 The Role of Pershing • Pershing
ed acquired on or after January 1, 2014. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your in
rring agent and Pershing makes no representation as to the accuracy of this information. M essages Pursuant to the Securities Exchange Act of 1934, Pershing (IC (Pershing), a BNY Mellon company, provides individual investors pith certain financial information on a semi-annual basis. Pershing's June State
IYKY M a r.% SDNY_GM_00007597 DB-SDNY-0010421 EFTA_00 158206 EFTA01290234 15 I Deutsche Bank P.O.Box 1776, Baltimore, MD 212O3 Orals° e Ban, Ponle wean Ma.zientni Mitatt COottIVG,WP Chische Ilank Senn, vt Mw bet Once .145 •••re. 20th incer Mew verk. nr 10114 Transactions by Type of Activi
. P. 6:7TONFIDAERTIA SDNY_GM_00049294 DB-SDNY-0012118 EFTA_00159903 EFTA01291547 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its
s. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by th
15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Orals , e San, Ponle wee. n Maatenmil Weett CO•44.14,4,1,P Chnthe Sank Shang, Mrs bet OR,* .115 Pot Ant Halter Mew etet. PIT IOVA Account Statement Period: 12/01/
Entities connected to both Pershing and Ponle
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATION
Jeffrey Epstein
PERSONMoney Market Fund
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONPie Chart
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATION
Ghislaine Maxwell
PERSONINDEBTED TO PERSHING LLC
ORGANIZATION