FTA_00159374 EFTA01291119 Deutsche Asset & Wealth Management Balbmora, MD 21203 Important Information and Disclosures (continued) DrdisOe gam, Ponle wean Ma.ziental Mateett COnfirpCoMP DtanOlt Ma Settonet Ms.& NY IMO Statement Period:12/0112015 - 12/31/2015 The Role of Pershing • Pershing

IYKY M a r.% SDNY_GM_00007597 DB-SDNY-0010421 EFTA_00 158206 EFTA01290234 15 I Deutsche Bank P.O.Box 1776, Baltimore, MD 212O3 Orals° e Ban, Ponle wean Ma.zientni Mitatt COottIVG,WP Chische Ilank Senn, vt Mw bet Once .145 •••re. 20th incer Mew verk. nr 10114 Transactions by Type of Activi

15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Orals , e San, Ponle wee. n Maatenmil Weett CO•44.14,4,1,P Chnthe Sank Shang, Mrs bet OR,* .115 Pot Ant Halter Mew etet. PIT IOVA Account Statement Period: 12/01/

access to U.S.-based companies' email accounts." The fraudulent emails "instructed people to wire funds to a bank account set up by 'money mules' at Ponle's direction." CNN (7/3, Chan, Almasy, 83.16M) reported Ponle and 11 other individuals "were arrested during raids in which authorities seized near