3
Shared Docs
3
Same-Page
5 / 3
Mentions
pectus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the blowing information for Pershing's 2015 IRS Forms 1099 (8, DIV, INT, OIL) and MISC ): Your form 1099 will be deldered as early as possible, beginning January 31, 2016. By February 16
IAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011625 EFTA_00159410 EFTA01291155 Important Information and Disclosures (continued) The Role of Pershing (continued) • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) pr
TO PROVOE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF DIE ABOVE TERMS AND CCM:HO0KS ARE UNACCEPTABLE TO YOU. PLEASE NOTFY PERS-LNG IMMEDIATELY IN WRITING BY CERTIFIED LOS TO JERSEY CITY NJ 07399. ATTN LEGAL
asily determined acquired on or after January 1, 2014. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. M essa es Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are no
AL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012457 EFTA_OO16O242 EFTA01291728 Important Information and Disclosures (continued) The Role of Pershing (continued) • Inquiries concerning the positions ano balarces in your account may be directed to the Pershing Customer Service Department at (201)
TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF DIE ABOVE TERMS AND CCMDIT IONS ARE UNACCEPTABLE TO YOU. PLEASE NOTFYPERS-ING IMMEDIATELY IN WRITING BY CERTIFIED MAIL TO ONE PERSHING PLAZA JERSEY arCli
ding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection wi
TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF DIE ABOVE TERMS AND CONDITIONS ARE Man-PPM:NE TO YOU, PLEASE HOTFY PEREPMG BALIEDIATELY IN WRITINGBY CERTFED MAIL TO ONE PERSHBIO RATA, JERSEY CITY, NJ 0
Entities connected to both Pershing and F ANY OF DIE
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATION
Jeffrey Epstein
PERSONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONTAXABLE
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION
Ghislaine Maxwell
PERSON