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structions that appear to be third party asset movements, as well as first and third party journal Instructions for accounts that are custodied with Pershing. We may remove any standing instructions that have not been used in the past 36 months (except for Automated Clearing House (ACH) which does not exp
1776, Baltimore, MD 21203 Important Information and Disclosures (continued) January 1, 2019 - January 31,2019 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be
Processed section of your statement for more details. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 11 Pershing has received updated cost basis information, therefore cost basis provid
Account Number: BMS9501$1:0/C CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Page 5 of '5 Riled Emellent Owing Sae. holes LLC. a Mlolly owned Every Vex Saco 2007 sobledEmy of The UM, of New York Mellon DAMN, MUD COMMWICATICMS Comonthm (WIT Mellon) EXCIMENC( Pertre.U.C.Illet,ttlE
uding the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as princ
. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) February 1,2019 - February 28,2019 l'HE HA ZE TRUST The Role of Pershing (continued) rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be
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uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Amount Number CONFID At 0(1:3X:20 L R
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Entities connected to both Pershing and Mlolly
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATION
Mellon
ORGANIZATION
Mao Zedong
PERSONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATION
Condoleezza Rice
PERSON
Sally
PERSONNew York Mellon
LOCATIONCONFID
ORGANIZATION