Epstein Secrets

ctus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the following information for Pershing's 2014 IRS Forms 1099 (8, DIV, INT, VD and MC): Your form 1099 will be delivered as early as possible, beginning January 31, 2015. By February 17, yo

M•. teen Mat Mae SDNY_GM_00048710 DI3-SONY-0011534 EFFA_00159319 EFTA01291064 Important Information and Disclosures (continued) The Role of Pershing (continued) institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect

ty of any trading unit held by an account being selected as caled in a partial cal is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registe

06.705.52 2.806.509 95 03114114 Deposit INTEREST CREDITED 22.09 2.806,532.04 APY 0.01% 03;17114 Withdrawal WITFDRAWAL -6.63 2.806.525.41 Associated Bank NA NO 03117 1250000.00 BUT NO 03117 S250000.00 Bank of America NO 03117 $250000.00 Citibank N.A. NO 03117 5250000.00 Deutsche Bank Tisl Co NO 0

Report and such statements, the information contained in the statements shall govern. For account gaiMoss information, clients should refer to their Pershing statements. ASSET CLASSIFICATION The asset classifications described in this presentation will differ from the asset classification models used in

ill be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organtation and Pershing. within ten days after receipt of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect

•• • • • a re SAP< SDW_GM_00045531 DB-SONY-00083.5.5 EFTA_00156140 EFTA01288503 Important Information and Disclosures (continued) The Role of Pershing (continued) every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additiona

100.00 14.145.069.29 11115/13 Deposit INTEREST CREDITED 123.24 11,145,192.53 APY 0.01% 11/18/13 Deposit DEPOSIT 233.506.29 11.378.698.82 Associated Bank NA NO 11118 $250000.00 BUT NO 11/18 $250000.00 Deutsche Bank NO 11/18 512128698. East West Bank NO 11/18 5250000.00 Page 2 of l6 I)RAP C11 CON

ontinued) The Role of Pershing • Pershing carries your account as clearing broker pursuant to a cleanrg agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an

of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registe

ject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been scomorated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAblien an issuer initiates a

8712 03114114 Deposit INTEREST CREDITED 703.55 32.511.191.17 03114111 Withdrawal WITHDRAWAL -257,000.00 32,254,191.17 APY 0.03% 03117(14 Associated Bank NA 32.254,191 17 NO 03(17 $250000.00 BEST NO 03/17 5250000.00 Bank of America NO 03(17 $250000.00 Citibank NA. NO 03I17 5250000.00 Deutsche Ban

rmined by the Secretary of the Treasury. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. M essa•es Federal Depose Insurance Corporation (FDIC)-Insured Bank Deposits are not

d accounts will include Pershing's proprietary and employee accounts, as well as proprietary and employee accounts of introducing broker-dealers (if Pershing taffies and clears those accounts). No allocation eel be made to these proprietary and employee accounts until al other client positions at Pershing

of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers Whose introduced accounts have received an allocation. Securities regist

66.72 04111/14 Withdrawal WITHDRAWAL -3,400,000.00 31,975,766.72 04115/14 Owed INTEREST CREDITED 858.28 31,976,825.00 APY 0.03% 04/16114 Associated Bank NA 31,976,625.00 NO 04/16 $250000.00 BB&T NO 04/16 $250000.00 Bank of America NO 04/16 5250000.00 Citibank NA. NO 04/16 $250000.00 Deutsche Ban

. P. 6:7TONFIDAERTIA SDNY_GM_00049294 DB-SDNY-0012118 EFTA_00159903 EFTA01291547 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its

s. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by th

ity Ending: 08131116 07130116 Opening Balance 08115116 Depotit 00116/16 667,222.32 667.222.32 INTEREST CREDITED 5.31 667,227 63 APY 0.01% Associated Bank NA 667.227 63 NO 06116 $192227.63 Citibank N.A. NO 06116 $237500.00 Deutsche Bank RN Co NO 01116 $237500.00 08131,11 Closing Balance $07,227.63

asily determined acquired on or after January 1, 2014. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. M essa es Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are no

AL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012457 EFTA_OO16O242 EFTA01291728 Important Information and Disclosures (continued) The Role of Pershing (continued) • Inquiries concerning the positions ano balarces in your account may be directed to the Pershing Customer Service Department at (201)

7 621,061.17 07106/15 Denali DEPOSIT 1.748.250.00 2.369.314.47 07/15/15 Deposit INTEREST CREDITED 29.71 2,369,341.18 APY 0.03% 07/16/15 Associated Bank NA 2.369,314116 NO 07116 1237500.00 888T NO 07116 1237500.00 Citibank N A. NO 07/16 $231844.18 Deutsche Bank TIM Co NO 07116 $237500.00 East We

, including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be rekable. Pershing may not use the dosing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which

kw,ei mc lire bet ON* Anew. 1141. I bcr Statement Period: 0110112114 • 01/3112014 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the fast page of this statement. Pershing's contact information is

8,373,504.16 03112/14 Withdrawal WITHDRAWAL 42.31 8.373.461.85 03114/14 Depotit INTEREST CREDITED 185.78 8,373147.63 APE 013% 03117/14 Associated Bank NA 8,373,647 63 NO 03/17 $250000.00 BUT NO 03/17 $250000.00 Bank of Arnefica NO 03/17 S250000.00 Citibank N.A. NO 03/17 $250000.00 Deutsche Ban

termined by the Secretary of the Treasury. 13 The cost basis of this security has been provided to us by the delvering firm or transferrrg agent and Pershing makes no representation as to the accuracy of this information. M essages Federal Deposit Insurance Corporation (FDIC)4nsured Bank Deposits are not

171.21 34,874,171.21 12113113 Deposit INTEREST CREDITED 802.58 34,874,97317 AM 0.03% 12116113 Deposit DEPOST 11,128,369.64 46,003,343.41 Associated Bank NA NO 12/16 525000010 BUT NO 12/16 $25100010 Bank of America NO 12116 5250000.00 Olibank NA NO 12116 525000010 Deutsche Bank NO 12116 $43753343

s, including short positions, at the dose of the statement period. The market prices have been obtained from sources which we believe to be rehable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which

4 21,658,197.09 02/14(14 (legal DEPOSIT 6.100.00 21.664.297.09 02114714 Deposit INTEREST CREDITED 581.67 21.664.858/8 APY 003% 02/18114 Associated Bank NA 21,664,858.76 NO 02(18 5250000.00 BEAT NO 02/18 5250000.00 Bank of America N0 02118 5250000.00 Page 2 of 22 Account Number Go paperless DA