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uding the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as princ
.'s MC. ',wit, FilatatiAnat 000478lin DB-SDNY-0010705 EFTA_00I 58490 EFTA01290518 Important Information and Disclosures (continued) The Role of Pershing (continued) a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or
7 DALY& MI ED COMMUMCATICMS Cita:WINCE Page 3 of 6 Owing dash Mani 1.1.C, a ally armed mb+dwva The ear of New 'Awl. Mellon Comonthm (111a Man) Pentmg MC. nver-ter uRnAWASIM_0004 7885 DB-SDNY-00 10709 EFTA_00158494 EFTA01290522 M essages (continued) account. Please see the money market mutual fun
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
Baltimore, MD 21203 Important Information and Disclosures (continued) I oven', ber t 2017 - November 30,2017 I EPSTEIN VIRGIN ISLANDS The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is
2007 DAISMI Ma ID COMMUMCATICMS EXCELLENCE Page - of 7 Owing dash hang LLC, a wholly armed m aaaya The km of New Yak Mellon Comanthm (MY Man) Pentmg MC. rren-ter HuRnAcqilYePM_00048940 DB-SDNY-0011764 EFTA_00 I 59549 EFTA01291193 15 I Deutsche Bank P.O.Box 1776, Baltimore, MD 212O3 JEPSTEIN VI
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Amount Number CONFID At 0(1:3X:20 L R
Sine 2007 DAUM), MAIM COMMUNICATIONS Cita/ANC( Owing tlarartim LI.C, a -holly owned subsay or The Ilardi or Net York Mellon Conmeathm OW Man) Pentmg MC. rren-ter miRAAcklguLGM_OOO47358 DB-SDNY-0010182 EFTA_00 I 57967 EFTA01290115 Deutsche Bank Baltimore, MD 21203 Schedule of Realized Gains and
Entities connected to both Pershing and Pentmg MC
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATION
Mellon
ORGANIZATION
Mao Zedong
PERSONInterest - U.S. DOLLARS
ORGANIZATIONThe European Central Bank
ORGANIZATIONMartin Zeman
PERSON
Condoleezza Rice
PERSONNew York Mellon
LOCATION
Sally
PERSON