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r (d) of the Small Business investment Act; or (h) The Undersigned is a 'business development company' as defined in Section 2(a)(48) of the Investment Company Act or a 'business development company" defined in Section 202(aX22) of the investment Advisers Ad. Note for Accredited Investor Status: •
Covered Non-Public Company: (3) II you initialed statement (1) above, please initial the following only if such applicable Public Company or Covered Non-Public Company. (a; is currently a client receiving Investment Banking Services provided by a FINRA member, or has paid compensation to a FINRA member for investme
or (d) of the Small Business Investment Act; or (h) The Undersigned is a "business development company" as defined in Section 2(aX48) of the Investment Company Act or a 'business development company' defined in Section 202(aX22) of the Investment Advisers Act. Note for Accredited Investor Status: • T
or The Investor, a any person having a Beneficial Interest in the Invests, is (i) an executive officer or director of a Public Company or a Covered Non-Public Company, or (ii) a person receiving Material Support by an executive officer or director of a Public Company or a Covered Non-Public Company (any person in
al B. If the Subscriber initialed category (1), (2) or (3) in section A above, the Subscriber represents that: The Subscriber is (i) a registered Investment Company (as defined in the U.S. Initial Investment Company Act of I940, as amended (the "1940 Act")), or (ii) exempt from registration as an Investment Co
D. Covered Person Status Individuals who are executive officers or directors of a Public Company (as defined in Item D.1(b) below) or a Covered Non-Public Company (as defined in Item D.1(c) below), or who are materially supported by an executive officer or director of a Public Company or Covered Non-Public Co
Entities connected to both Investment Company and Non-Public Company
Keogh
ORGANIZATION
Ghislaine Maxwell
PERSONForm BD
ORGANIZATIONthe National Futures Association
ORGANIZATIONDelegate
ORGANIZATIONBranch Managers
ORGANIZATIONthe Memorandum
ORGANIZATIONInvestment Banking Services
ORGANIZATIONSubscription Booklet
ORGANIZATIONthe Fund Investment Application
ORGANIZATIONUBS Alternative Investments US
ORGANIZATIONQuickCard
ORGANIZATION
Samantha Power
PERSONthe Securities and Exchange Commission
ORGANIZATIONCollective Investment
ORGANIZATIONCovered Broker Dealer
ORGANIZATIONCollective Investment Account
ORGANIZATIONThis Placement Fee
ORGANIZATIONCovered Broker
ORGANIZATIONMaterial Support
ORGANIZATION