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Document Mentions (10 shared documents)
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o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
nt accounts Equities Bonds Futures Options-Buy Options-Sell Knowledge of investments Percentage of total investable assets held at UBS Other Own Home or Rent? 20 None None None None None You have indicated you are an experienced investor in financial markets and market investments. Less th
2 mentions1 same-page
Page ?Same page
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Tenn Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
perienced investor Knowledge of investments in financial markets and market investments. Percentage of total investable assets held at UBS Other Own Home or Rent? Own Less than 20% Affiliations US feaktattawrequard us to obtain. verify and record information that kknhees each person weevily tha
2 mentions1 same-page
Page ?Same page
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No U.S. Federal law requires us ro obtain, verify and record info
Sponsored
2 mentions1 same-page
Page ?Same page
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its s
2 mentions1 same-page
Page ?Same page
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No 145. Federal law requires us ro obtain, verify and record info
2 mentions1 same-page
Page ?Same page
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its s
Sponsored
2 mentions1 same-page
Page ?Same page
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No U.S. Federal law requires us ro obtain, verify and record info
2 mentions1 same-page
Page ?Same page
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No U.S. Federal law requires us ro obtain, verify and record info
2 mentions1 same-page
Page ?Same page
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No U.S. Federal law requires us ro obtain, venly and record infor
Sponsored
2 mentions1 same-page
Page ?Same page
ited to, closed-end and open-end mutual funds, preferred stock and debt securities that are not registered under the U.S. Securities Act of 1933 or the U.S. Investment Company Act of 1940 and are exempt from registration under the U.S. Securities Act of 1933 and/or the U.S. Investment Company Act of 1940 ("Puerto Rico Investm
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No U.S. Federal law requires us ro obrain verify and record infor
Sponsored
Mutual Connections (87)
Entities connected to both the U.S. Investment Company Act and Own Home
Eric Holder
PERSON29 w/ the·12 w/ Own
Puerto Rico
LOCATION31 w/ the·10 w/ Own
United States
LOCATION31 w/ the·8 w/ Own
Ghislaine Maxwell
PERSON25 w/ the·12 w/ Own
Samantha Power
PERSON26 w/ the·10 w/ Own
Cayman Islands
LOCATION25 w/ the·9 w/ Own
the Southern District
LOCATION23 w/ the·10 w/ Own
European Parliament
ORGANIZATION20 w/ the·12 w/ Own
the State of New York
LOCATION22 w/ the·10 w/ Own
Puerto Rico Residency
LOCATION20 w/ the·10 w/ Own
Credit Cards
ORGANIZATION20 w/ the·10 w/ Own
UBS Bank
ORGANIZATION20 w/ the·10 w/ Own
BP
Bill Payment
PERSON19 w/ the·10 w/ Own
Business Services
ORGANIZATION19 w/ the·10 w/ Own
UBS Visa
ORGANIZATION19 w/ the·10 w/ Own
UBS Financial Advisor
ORGANIZATION19 w/ the·9 w/ Own
the Cayman Islands Branch
LOCATION18 w/ the·9 w/ Own
Puerto Rico Investment
LOCATION18 w/ the·9 w/ Own
New Yorker
ORGANIZATION18 w/ the·9 w/ Own
the Internal Revenue Service
ORGANIZATION21 w/ the·6 w/ Own