Epstein Secrets

state, federal and/or foreign laws. (I) The Investor understands that the Fund is not and will not be registered as an "investment company" under the U.S. Investment Company Act of 1940, as amended (the "Company Act"), pursuant to an exclusion provided from such definition by Section 3(c)(1) thereunder, nor will the Fund ma

is item should NOT be initialed if the applicable broker-dealer is a limited business broker- dealer or if the person is identified on Schedule A of Form BD by an ownership code of less than 10%. (8) A person listed, or required to be listed, on Schedule B or Schedule C of a Form BD. This item shoul

ng executive responsibility (or persons having similar status or functions) is presumed to control such person. "Investment Company Act" shall mean the U.S. Investment Company Act of 1940, as amended. "Person" shall mean a natural person (an individual) or a company. A company includes any partnership, corporation, trust, lim

or required to be listed, in Schedule B of a Form BD (other than a limited business broker-dealer), except persons whose listing in Schedule B of a Form BD relates to an ownership interest in a person listed in Schedule A of a Form BD identified by an ownership code of less than 10%. K (e)(iii) any pe

n who holds a joint, community property, or Initial other similar shared ownership interest in an issuer that is excepted under Section (3XcX7) of the U.S. Investment Company Act of 1940, as amended (the "1940 Act"), with that person's Qualified Purchaser spouse) who owns not less than $5,000,000 in investments, as defined b

identified by an ownership code of less than 10%; B. Is listed, or required to be listed, in Schedule B or Schedule C (as to amend Schedule B) of Form BD, except persons whose listing on such Schedule relates to an ownership interest in a person listed on Schedule A or Schedule C (as to amend Schedu