10
Shared Docs
10
Same-Page
10 / 10
Mentions
wards may be entered in any court, state or federal, having jurisdiction. Any arbitration under this Account Agreement will be conducted pursuant to the Federal Arbitration Act and the laws of the State of New York. 3. Neither DBSI, Pershing nor Client(s) waive any right to seek equitable relief pending arbitration. No pe
ed by equipment failure, communications line failure, unauthorized access, theft. Systems failure and other occurrences beyond DELSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries. Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
wards may bo entered in any court, state or federal. having jurisdiction. Any arbitration under this Account Agreement will be conducted pursuant to the Federal Arbitration Act and the laws of the State of New York. 3. Neither DBSI, Pershing nor Client(s) waive any tight tri seek equitable relief pending arbitration. No p
sed by equipment failure. communications line failure, unauthorized access. theft, systems failure and other occurrences beyond DBSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries, Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions,or assistance on a
wards may be entered in any court, state or federal, having jurisdiction. Any arbitration under this Account Agreement will be conducted pursuant to the Federal Arbitration Act and the laws of the State of New York. 3. Neither DBSI, Pershing nor Client(s) waive any right to seek equitable relief pending arbitration. No pe
sed by equipment failure, communications line failure, unauthorized access, theft, systems failure and other occurrences beyond DBSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries, Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
awards may be entered in any court state or federal, having jurisdiction. Any arbitration under this Account Agreement will be conducted pursuant to the Federal Arbitration Act and the laws of the State of New York. 3. Neither 0851. Pershing nor Client(s) waive any right to seek equitable relief peoding arbitration. No pe
sed by equipment failure, communications line failure, unauthorized access, theft, systems failure and other occurrences beyond OBSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries. Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
wards may be entered in any court, state or federal, having jurisdiction. Any arbitration under this Account Agreement will be conducted pursuant to the Federal Arbitration Act and the laws of the State of New York. 3. Neither 0B51. Pershing nor Clients) waive any right m seek equitable relief pending arbitration. No pers
sed by equipment failure, communications line failure, unauthorized access, theft, Systems failure and other occurrences beyond DBSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries, Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
wards may be entered in any court, state or federal, having jurisdiction. Any arbitration under this Account Agreement will be conducted pursuant to the Federal Arbitration Act and the laws of the State of New York. 3. Neither DES'. Pershing nor Client(s) waive any right to seek equitable rebef pending arbitration. No per
sed by equipment failure, communications line failure, unauthorized access, theft. Systems failure and other occurrences beyond DBSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries. Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
wards may be entered in any court, state or federal, having jurisdiction. Any arbitration under this Account Agreement will be conducted pursuant to the Federal Arbitration Act and the laws of the State of New York. 3. Neither DBSI, Pershing nor Client(s) waive any right to seek equitable relief pending arbitration. No pe
sed by equipment failure, communications line failure, unauthorized access, theft, systems failure and other occurrences beyond DB5l'a control. 26. Customer Inquiries/Customer Complaints. For general inquiries. Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(e) for questions or assistance on a
wards may bo entered in any court, state or federal. having jurisdiction. Any arbitration under this Account Agreement will be conducted pursuant to the Federal Arbitration Act and the laws of the State of New York. 3. Neither DBSI, Pershing nor Ckent(s) waive any tight tn seek equitable relief pending arbitration. No per
sed by equipment failure. communications line failure, unauthorized access. theft, systems failure and other occurrences beyond DBSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries, Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions,or assistance on a
awards may be entered in any court, state or federal, having jurisdiction. My arbitration under this Account Agreement will be conducted pursuant to the Federal Arbitration Act and the laws of the State of New York. 3. Neither DBSI, Pershing nor Client(s) waive any right to seek equitable relief pending arbitration. No pa
by equipment frfilirio, communications line failure, unauthorized access, theft, systems failure and other occurrences beyond ['BSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries. Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
wards may be entered in any court, state or federal, having jurisdiction. Any arbitration under this Account Agreement will be conducted pursuant to the Federal Arbitration Act and the laws of the State of New York. 3. Neither MI, Pershing nor Client(s) waive any right to seek equitable relief pending arbitration. No pers
sed by equipment failure, communications line failure, unauthorized access, theft, systems failure and other occurrences beyond DBSI's control. 26. Customer Inquiries/Customer Complaints. For general Inquiries, Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
Entities connected to both the Federal Arbitration Act and Customer Inquiries/Customer Complaints
the State of New York
LOCATIONPershing
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATION
United States
LOCATION
Jeffrey Epstein
PERSONPershing LLC
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Federal Reserve
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Margin Account
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATIONForeign Securities which Client
ORGANIZATIONThe Terms and Conditions of this
ORGANIZATIONDEISI
ORGANIZATIONApplicable Law
PERSONthe Securities and Exchange Commission
ORGANIZATION
Deutsche Bank
ORGANIZATIONForeign Securities
ORGANIZATIONCompliance Department - Client Inquiries
ORGANIZATION
FDIC
ORGANIZATION