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the mailing date, as reflected on Client's Account Statement, replacement will be made free of onerge. Thereafter, a fee tor replacement may apply. DEFINMONS The following are definitions of certain terms that are used within this Account Agreement. As required, the singular shall be plural and the plura
ed by equipment failure, communications line failure, unauthorized access, theft. Systems failure and other occurrences beyond DELSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries. Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
the mailing date, as reflected on Client's Account Statement, replacement will be made free of charge. Thereafter, a fee for replacement may apply. DEFINMONS The following are definitions of certain terms that are used within this Account Agreement. As required, the singular shall be plural and the plura
sed by equipment failure, communications line failure, unauthorized access, theft, systems failure and other occurrences beyond DBSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries, Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
813 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) liDMIWW1249 EFTA_00020119 EFTA00169816 APPENDIX TO THIS ACCOUNT AGREEMENT: DISCLOSURES AND DEFINMONS IMPORTANT. PLEASE READ HIS APPENDIX DISCLOSURES 1. Confirmations. Confirmations of transactions. as well as other communications will be sent to t
by equipment frfilirio, communications line failure, unauthorized access, theft, systems failure and other occurrences beyond ['BSI's control. 26. Customer Inquiries/Customer Complaints. For general inquiries. Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
2813 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) eMsnal973 EFTA_000 19843 EFTA00169570 APPENDIX TO THIS ACCOUNT AGREEMENT: DISCLOSURES AND DEFINMONS IMPORTANT: PLEASE READ THIS APPENDIX DISCLOSURES 1. Confirmations. Confirmations of transactions. as well as other communications will be sent to
sed by equipment failure, communications line failure, unauthorized access, theft, systems failure and other occurrences beyond DBSI's control. 26. Customer Inquiries/Customer Complaints. For general Inquiries, Client will contact the Client Advisor or Branch Supervisor assigned to Client's Account(s) for questions or assistance on a
Entities connected to both DEFINMONS and Customer Inquiries/Customer Complaints
the State of New York
LOCATIONPershing
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATIONPershing LLC
ORGANIZATION
Federal Reserve
ORGANIZATION
United States
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONForeign Securities which Client
ORGANIZATION
Jeffrey Epstein
PERSONthe Margin Account
ORGANIZATIONThe Terms and Conditions of this
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONForeign Securities
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONApplicable Law
PERSONCompliance Department - Client Inquiries
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONDEISI
ORGANIZATION
St Thomas
LOCATION