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ayno Chartism of the Board and Chief Executive Officer Alan C. Greenberg" Chairmen of the Executive Committee Alan D. Schwartz""' President and Co-Chief Operating Officer Warren J. Specter'"' President and Co•Ctief Operating Officer Henry S. Biener" Resident, Northwestern University Carl D. adama
NC. BOARD OF DIRECTORS James E. Cayno Chartism of the Board and Chief Executive Officer Alan C. Greenberg" Chairmen of the Executive Committee Alan D. Schwartz""' President and Co-Chief Operating Officer Warren J. Specter'"' President and Co•Ctief Operating Officer Henry S. Biener" Resident, Northwester
ation process. RSU: Restricted Stock Units. Sarbanes-Oxley Act: Sarbanes-Oxley Act of 2002. Schwartz: Defendant Alan D. Schwartz, Co-President and Co-Chief Operating Officer of Bear Stearns. He became sole President on August 5, 2007. Scratch and Dent Loans: Risky mortgages that were already in default
ital By Using Incorrect Marks 110 V. 4. Misrepresentations to Regulators Relating to VaR DEFENDANTS' SCIENTER 112 A. James E. Cayne 112 B. Alan D. Schwartz 115 C. Samuel L. Molinaro. Jr. 116 D. Warren J. Spector 120 E. Alan C. Greenberg 121 F. Michael J. Alix 123 G. Jeffrey M. Farber 124
hen his resignation was announced, Bear Steams share price plunged nearly 7%. B. Alan D. Schwartz 464. As Chief Executive Officer, Co-President, Co-Chief Operating Officer, and director of Bear Steams, Defendant Schwartz participated in the issuance of, and signed and certified as accurate and comple
he knew, but failed to disclose to the market, was flawed — that when his resignation was announced, Bear Steams share price plunged nearly 7%. B. Alan D. Schwartz 464. As Chief Executive Officer, Co-President, Co-Chief Operating Officer, and director of Bear Steams, Defendant Schwartz participated in the iss
Entities connected to both Co-Chief and Alan D. Schwartz

Jeffrey Epstein
PERSON
Alan Dershowitz
PERSON
Bear Stearns
ORGANIZATIONAce Greenberg
PERSON
Jimmy Cayne
PERSON
Spector
PERSONthe Executive Committee
ORGANIZATIONLeon Black
PERSONSchwartz
PERSONMolinaro
ORGANIZATIONCioffi
ORGANIZATIONSarbanes-Oxley Act
ORGANIZATIONHedge Fund
ORGANIZATIONRabobank Group
ORGANIZATIONHigh Grade
ORGANIZATIONSamuel L. Molinaro Jr.
PERSON
Basel II
ORGANIZATIONVaR Systems
ORGANIZATIONBear Stearns Failed
ORGANIZATIONAudit of Bear Stearns
ORGANIZATION