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• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399;-. Errors and Omissions excepted. Important Arbitration Disclosures • All p
0000Moody Riling BAA3 03/29/18 2,000,000.000 101.9970 103.9460 103.9520 103.9550 Se ORGAN CHASE 8 CO DEP SHSREPSTG TATH PFD SER1FIXED TO Fl70 RT BD 5828% 04/23156 8/E DTD 04123108M oody Rating tiaa3 S 8 P Rating BBB• 06/15/11 " 37 2,500,000.000 107.5000 *dinged Coat Dais Market Rice Secur
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • Al part
04/10/13 CALLABLE 0010/18 S 6 P Rating B134 04103/13 %UM 300.000.000 100 0000 JPM ORGAN CHASE & CO DEP SHS REPSTG 1110Th Ff0 SER 1 FIXED TO R.TG RT BD 7.900% 04/29/49 WE DID 04/23108 Moody Rating BAA3 S P Rating BBB- 06/15/11 ..3.I2 2,500,000.000 107 5000 1,8A0 ROLL CONFIDENTIAL — PURSUANT TO
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclos
6262EAES 10/02/12'.12,11 500.000 000 92.7590 463,798.27 95.5000 477,500.00 JPY ORGAN CHASE & CO DEP SHS REPSTG 1110Th PFD SER 1 FIXED TO R.TG RT BD 7.900% 04129149 WE DTD 04/23/08 Moody Rating BA1 S P Rating BBB- Original Coal Basis. $445,000.00 Security identifier 488251141AI 05110/11 %UM 3
Entities connected to both Pershing LLC and RT BD
Pershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATION
Deutsche Bank
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATIONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION
Ghislaine Maxwell
PERSON