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Act. • Your financial organization's contact information can be f n n h fir t page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures • All p
mber: a:wan:on CONFIDO. AL- Medea-64W Every War Shwa 2007 DALSAR WED COMMUNCATIONS MULE/4U Owing tlwoninenling PIC emboli/owned subsidiary or The Sank of New York Melba Cal:wake (SW Meson) Penne. LK. ritterter f IliatiAteaGM_ 00046785 DB-SDNY-0009609 EFTA_00157394 EFTA01289757 Portfolio Holdings
2 mentions1 same-page
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Protection Act. • Your financial organization's contact information can b • t page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: Errors and Omissions excepted. Important Arbitration Disclosures • All par
Numbe 4 CONFIDO. AL- Rated C.cethwit Every Yaw Since 2007 DALBAR RATED CONVOCATIONS EXCIALINCt Owing 0ms:fleabag IIC• Sally owned subsidiary The Sank of New York Melba CAnnatim (SW WINO Penne. 1.11. 'newt*, Fintx6fAtsytepm_00047778 DB-SDNY-0010602 EFTA_00158387 EFTA01290415 Deutsche Bank P.O.
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ce to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this Agreement except to the extent stated herein. O2011 Pershing LLC. Pershing LLC. member FINRA. NYSE. SIPC. is a subsidiary of The Sank of New York Mellon Corporation. Page Tor 10 Trademark(s) belong to their respe
any rights under this Agreement except to the extent stated herein. O2011 Pershing LLC. Pershing LLC. member FINRA. NYSE. SIPC. is a subsidiary of The Sank of New York Mellon Corporation. Page Tor 10 Trademark(s) belong to their respective owners. FRIA-PRMEIRK-12-11 CONFIDENTIAL - PURSUANT TO FED. R. CRI
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SCHEDULE LIST OF MANAGED ACCOUNTS COVERED BY AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICES Customer Name Address Tax ID Number O2011 Pershing LLC. Pershing LLC. member FINRA. NYSE. SIPC. is a subsidiary of The Sank of New York Mellon Corporation. Page 9 o110 Trademark(s) belong to their respe
BROKERAGE CLEARANCE SERVICES Customer Name Address Tax ID Number O2011 Pershing LLC. Pershing LLC. member FINRA. NYSE. SIPC. is a subsidiary of The Sank of New York Mellon Corporation. Page 9 o110 Trademark(s) belong to their respective owners. FRIA-PRMEIRK-12-11 CONFIDENTIAL - PURSUANT TO FED. R. CRI
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Mutual Connections (43)
Entities connected to both Pershing LLC and The Sank of
Pershing
LOCATION229 w/ Pershing·2 w/ The
Legal Department
ORGANIZATION142 w/ Pershing·2 w/ The
the State of New York
LOCATION136 w/ Pershing·2 w/ The
Jersey City
LOCATION122 w/ Pershing·2 w/ The
Securities Investor Protection Corporation
ORGANIZATION117 w/ Pershing·2 w/ The
the Pershing Customer Service Department
ORGANIZATION97 w/ Pershing·2 w/ The
Baltimore
LOCATION70 w/ Pershing·2 w/ The
the Options Clearing Corporation
ORGANIZATION51 w/ Pershing·2 w/ The
Client Service Information
ORGANIZATION50 w/ Pershing·2 w/ The
THE FEDERAL RESERVE SYSTEM
ORGANIZATION41 w/ Pershing·2 w/ The
THE CLEARING FACILITY
ORGANIZATION41 w/ Pershing·2 w/ The
THE BOARD OF GOVERNORS OF
ORGANIZATION41 w/ Pershing·2 w/ The
Pie Chart
ORGANIZATION40 w/ Pershing·2 w/ The
TAXABLE
ORGANIZATION39 w/ Pershing·2 w/ The
CUSTOMS
ORGANIZATION38 w/ Pershing·2 w/ The
USAGES
ORGANIZATION37 w/ Pershing·2 w/ The
ON PERSHING'S
ORGANIZATION36 w/ Pershing·2 w/ The
Interest - U.S. DOLLARS
ORGANIZATION25 w/ Pershing·2 w/ The
The European Central Bank
ORGANIZATION25 w/ Pershing·2 w/ The
Mao Zedong
PERSON24 w/ Pershing·2 w/ The