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e deemed a waiver of such right or any other right granted hereunder. DB51 retains the right to delegate to its agent, including its clearing agent. Pershing LLC (Pershing), one or more of DBSI's rights or obligations under this Agreement without notice to Client. 2. Cash Account. DBSI will classify each Acc
OTHER THAN THE CERTIFICATION REQUIRED TO AVOID BACKUP WITHHOLDING, AND. IF APPLICABLE, THE CERTIFICATION REQUIRED TO ESTABLISH CLIENT'S STATUS AS A NON.U.S. PERSON AND OBTAIN A REDUCED RATE Of WITHHOLDING. Important Information for ERISA employee benefit plan client,: U.S. Departmerk of Labor regulation
e deemed a waiver of such right or any other right granted hereunder. D851 retains the right to delegate to its agent, including its clearing agent, Pershing LLC ("Pershing-), one or more of 0851's rights or obligminns andel' this Agreement without notice to Client. 2. Cash Account. DBSI will classify each A
SENT TO ANY PROVISION OF THIS DOCUMENT OTHER THAN THE CERTIFICATION AND. IF APPLICABLE. THE CERTIFICATION REOUIREO TO ESTABLISH CLIENT'S STATUS AS A NON.U.S. plan silents: U.S. Department of Labor regulations require OBSI to disclose to a responsible plan fiduciary that DBQ provides to a plan. to assist
deemed a waiver of such right or any other right granted hereunder. ()BSI retains the right to delegate to Its agent, Including its clearing agent, Pershing LLC (Pershing), one or more of DBSI's rights or obligations under this Agreement without notice to Client. 2. Cash Account. DBSI will classify each Acc
T OTHER THAN THE CERTIFICATION REQUIRED TO A ID BACKUP WITHHOLDING, AND, IF APPLICABLE, THE CERTIFICATION REQUIRED TO ESTABLISH CUENT'S STATUS AS A NON.U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulation
Entities connected to both Pershing LLC and NON.U.S.
Pershing
LOCATIONthe State of New York
LOCATION
Jeffrey Epstein
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATION
FDIC
ORGANIZATION
United States
LOCATIONDEISI
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATION
Joi Ito
PERSONthe Margin Account
ORGANIZATIONForeign Securities which Client
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONU.S. Department of Labor
ORGANIZATIONPRE-DISPUTE ARBITRATION CLAUSE
ORGANIZATIONInternal Revenue
ORGANIZATIONPenner
PERSON