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Janet E From: Ens, Amanda Sent: Friday, October 07, 2011 11:05 AM 0 ("6 \-' IN- je—# tA..)9,1-3.te70 09 To: Young, Janet E Cc: Barrett, Paul S; Giuffrida, David J; PB-Service1318 Subject: RE: Please move cash to margin for FINANCIAL TRUST Janet, Or (-A 0 The margin call increased. Could you please m
E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00686 17*91H*FINANCIAL TRUST COMP Importanc
et E From: Sent: PM To: Cc: David J Subject: FINANCIAL TRUST Ens, Amanda Thursday, October 06, 2011 3:12 PB-Servicel 318 Barrett, Paul S; Giuffrida, Please move cash to margin for OcMik Could you please move $15,000 cash from W23560001 to margin 2420068620101 to cover this margin call? Than
Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk EFTA01591034 Management; Hsiao, Subject: Immediate 17*91H*FINANCIAL TRUST Importance: High Dennis; Hughes, William; Htoon, Wei Action Required - REG T FED/HOUSE CALL - 242 CO
Sep-29-2011 04:36 PM JPMcrgan Chase 302-634-5955 1/2 Swetra, Gina M From: Giuffrida, David 3 Sent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester
318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Weissend, Renee E Subject: RE: Immediate Action Require
an Chase 302-634-5955 1/1 Young, Janet E From: Ens, Amanda Sent: Thursday, October 06, 2011 3:12 PM To: PB-Service1318 Cc: Barrett, Paul S: Giuffrida, David J Subject: Please move cash to margin for FINANCIAL TRUST istmot-p-k- DaVik R fri t Could you please move $15,000 cash from Thanks, Aman
e E; Ens, Amanda Cc: Shenker, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 17*91H*FINANCIAL TRUST COMP Importance: High T
Sep-29-2011 04:36 PM JPMorgan Chase 1/2 Swetra, Gina M From: Giuffrida, David J Sent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylves
318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Weissend, Rene Subject: RE: Immediate Action Required -
Sep-29.2011 oA 36 PM iPtitorgan Chase 302.634-5955 Swetra, Gina From: Giuffrida, David J Sett Thursday, September 29.2011 11.c4 AM To: PB-Service1318 Cc: Sharikar, Sukrultia, Bookman, Stacey; Htoon, Wai; Katz, ra L; Sylvest
ee E Ca Siankar, Sukrutta; Bookman, Stacey; Htcon, War, Kat:, Ira Li, Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Maragancnt; Hsiao, Dennis; Hughes, William Subject Immediate Action Required - REG T - FED; HOUSE CALL - 91li*FINANCIAL TRUST COMP Importance: High Team: Activitie
Entities connected to both Giuffrida and Hsiao
Barrett
PERSON
David J
PERSONAmanda
PERSON
JPMorgan Chase
ORGANIZATIONDavid J. Giuffrida
PERSONRenee E
PERSONBookman
ORGANIZATIONStacey
PERSONB.B.
ORGANIZATION
Kumar
PERSON
Michael Wolff
PERSONJPMS Credit
ORGANIZATIONSylvester
PERSON
Stephen Hawking
PERSON
Baron
PERSONPaul V. Morris
PERSON
Janet
PERSONJosh Morrissey
PERSONSukrutha
LOCATIONHtoon
PERSON