Sep-29-2011 04:36 PM JPMorgan Chase 1/2 Swetra, Gina M From: Giuffrida, David J Sent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Weissend, Rene Subject: RE: Immediate Action Required - REG T - FED/HOUSE CALL - 25* 91H*FINANCIAL TRUST COMP Importance: High Client service team, ihrt Please move $28, cr" 320 from financial trust W accoun to the margin account to cure this call. Thanks David J. Giuffrida J.P. Morgan I Global Investment Opportunities Group 40 West 57th Street, Moot 33 New Yo • NY 10019 T: F: From: Kumar, B.B. Sent: Thursday, September 29, 2011 10:15 AM To: Barrett, Paul 5; Morris, Paul V; Giuffrida, David l; Baron, Stephen P; Weissend, Renee E Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William Subject Immediate Action Required - REG T - FED/HOUSE CALL - 25*91H*FINANCIAL TRUST COMP Importance: High Team: Activities in the account yesterday generated this Federal/House call as noted below. Please provide us your action how to cure these calls before 2:00 PM today so that it can be updated to under report. ***REGULATION T FEDERAL/HOUSE CALL*** Date: 09/29/2011 RE: 2 5 * 9 FINANCIAL TRUST COMP Transaction(s) on 09/28/2011 in subject account created a House Call for 528,320 (with imbedded Federal Call for S28,320 due no later than 10/05/2011) due no later than 10/04/2011. The Fed call will automatically be cleared by satisfying the House call. 1 ID: 036109293131741 DATE: 0929/2011 20.37:00 Page 1 of 2 DID: 8887316607 CSID: INDEX1: INDEX2: Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00060843 EFTA01581449