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ERVICE DOES NOT REQUIRE CLIENTS CONSENT TO ANY PROVISION OF THIS DOCUMENT OTHER THAN THE CERTIFICATION REQUIRED TO AVOID BACKUP WITHHOLDING. AND. IF APPUCABLE. THE CERTIFICATION REQUIRED TO ESTABUSH CLIENTS STATUS AS A NON•U.S. PERSON AND OBTAIN A REDUCE() RATE OF WITHHOLDING. Important Information for ER
e deemed a waiver of such right or any other right granted hereunder. DBSI retains the right to delegate to its agent, including its clearing agent, Pershing LLC (Pershing). one or more of ()BSI's rights or obligations under this Agreement without nodes to Client. 2. Cash Account. DOS! will classify each Acc
GES, RULINGS AND INTERPRETATIONS OF THE EXOUNGE OR MARKET AND THE CLEARING FACILrY, E ANY, WHERE THE TRANSACTIONSARE EXECUTED ANC/OR SETTLED. OR IF APPUCABLE, DE DIE FINANCIAL INDUSTRY REGUIATORY AUTHORITY AND TONE APPLICABLE LAWS AND REGULATIONS, B. WHENEVER YOU ME INDEBTED TO PERSHING LLC (*PERSHING')
• Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza: Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosu
ERVICE DOES NOT REQUIRE CLIENTS CONSENT TO ANY PROVISION OF THIS DOCUMENT OTHER THAN THE CERTIFICATION REQUIRED TO AVOID BACKUP WITHHOLDING. AND. IF APPUCABLE. THE CERTIFICATION REQUIRED TO ESTABUSH CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Inforrnation for E
in the attached certificate (the -Client"). The term DOSI includes as affiliates, officers, directors, agents and employees. Client understands that Pershing LLC is the earner of the Account as clearing broker pursuant toe clearing agreement with DOM. Deutsche Bank Securities Inc. is a subsidiary of Deutsche
Entities connected to both APPUCABLE and Pershing LLC
Pershing
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
Jeffrey Epstein
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
Deutsche Bank
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATION
Ghislaine Maxwell
PERSON
United States
LOCATION
George W. Bush
PERSONthe Securities and Exchange Commission
ORGANIZATION
St Thomas
LOCATIONCustomer Inquiries/Customer Complaints
ORGANIZATION
Joi Ito
PERSONDEISI
ORGANIZATION
Federal Reserve
ORGANIZATIONthe Margin Account
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONThe Terms and Conditions of this
ORGANIZATIONU.S. Department of Labor
ORGANIZATION