Epstein Secrets

00 Total Southern Trust Co. - Fixed income (Merrill) 7,768,332 11,371,378 7,304,454 463,878 Southern Trust Co. - Fixed Income (Morgan Stanley) Charles Schwab 8.0% Preferred 525 par 7/27/15 40,000 1,000,000 1,096,000 1,091,600 91.600 Seaspan 7.875% Preferred 525 par 08/04/16 8.000 200,000 172.640

th end t&ed income values EFTA00811511 Purchase Quantity 4/30/17 5/31117 Unrealized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DB) Akom Inc. 6/10/15 5,000 234.206 167,250 166,350 -67.856 Alibabe Group 6/10/15 5,000 444,749 577,500 612,300 167.551 Allianz SE AD

___7,_354,151 -317.75Co 278.2452i Total SopthInt Mpg Co. - Fixed Income (Merrill) 7,632,903 Southern Trust Co. - Fixed income (Morgan Stanley) Charles Schwab 8.0% Preferred $25 par 727/15 40,000 1,000,000 1,086,400 1.106.000 106.000; Annaly Cap Management 7/25/17 40,000 1,000,000 - 994,000 -6,

341/15 5.000. ... __._254,306 15000 155825 157,250 ___156.6Q3 •97,0561 7.1.0.7aW1 Wadomtree Investments Inc 3.24.158 _•,• • 152,9.5P Total Southern Financial LLC - Equities (DB) 58,293,977 79,243,099 64,449,372 6,155,395j Southern Trust Co. - Equities (Mogan Stanley) • Barclays PLC ADR 711.116 100,000 805,008 1

..1,000.000_ L. 901,750 7,632,903 594.500 7,537,466 584.000 -317.750 7,354,451, -278,462 Southern Trutt CO. - Fixed Income (Morgan Stanley) Charles Schwab 6.0% Preferred 525 pat 7/27/15 40,000 1 000 000 1.086.400 1.106.000 106,000 Annaly Cap Management 7/25/17 40 000 994 000 4,000 1 000 000

MUNI income auras EFTA00811542 Purchase Quantity I 6/30117 7131117 I Unrealized Asset Description Date Cost Value Value I Gain (Loss) Southern Financial LLC - Equities (DB) Akorn Inc. Akbaba Group Allianz SE ADR 6/10/15. "-- 6/10/15 4/13/15 5.000 234.205 5.000 444.749 5.000 90.056 fa:VW- 704.500 98.87

307.250 Total Southern Trust Co. - Fixed Income (MEMO 7,832,903 7,304,454 7,537,468 415,436 Southern Trust Co. - Fixed Income (Morgan Stanley) Charles Schwab 6.0% Preferred $25 par 7/27/15 40.000 1,000.000 1,091,600 1,0t0,400 86,400 NGL Energy Partners 9%525 par 6/6/17 46484 1,162,100 - 1,151,8

ells tired income YAWS 1 EFTA00811533 Purchase Quantity 6131117 6/30117 Unrealized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DO) Akorn Inc 6/10/15 5 000 234.206 166,350 167,700 -66,506 Alibaba Group 6110/15 5:000 444.749 612,300 704,500 259.751 Allianz SE AD

Total Southern Trust Co. - Fixed Income (Merril° 8,366,663 8,429,069 8,306,385 40,189 Southern Trust Co. - Fixed income (Interactive Brokers) Charles Schwab 6.0% Preferred 525 par 7/27/15 40,000 1,000,000 1,080,800 1,075,200 75,200 NGL Energy Partners 9% 525 par 616/17 40,000 1,000,000 972.800

81,548,416 1,188,543 EFTA00811653 Purchase Quantity 11/30/17 12/31/17 Unrealized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DB) Advanced Micro Devices (received 0.70 from selling puts) 9/15/17 20,000 246,012 217,800 205,600 -40,412 Advanced Micro Devices (received

778 Total Southern Trust Co. - Fixed Income (Merrill) 8,365,553 8,305,365 , , -25,809 Southern Trust Co. - Fixed Income (Interactive Brokers) Charles Schwab 6.0% Preferred $25 par 7/27/15 40,000 1.000,000 1,075,200 1,049.200 49,200 NGL Energy Partners 9%525 par 6/6/17 40,000 1,000,000 976,000

6 81,642,786 1,498,244 EFTA00811670 Purchase Quantity 12/31117 1131/18 Unrealized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DB) Advanced Micro Devices (received 0.70 from selling puts) 9115117 20,000 246,012 205,600 274,800 28,788 Advanced Micro Devices (received

ome (Interactive Brokers) Capkal One 5.55% Fixed to 9.1.2020 then 380 over 3 mo libor 5/14/15 3,000,000 3,009,819 3,105,000 3,142,500 132,682 Charles Schwab 6.0% Preferred 325 par 7/27/15 40,000 1,000.000 1,041,600 1,039,600 39,600 Etrade Financial 5.875% fixed to 9-15-2026 then floats 10/11/16 3

,947 80,123,947 792,604 EFTA00811709 Purchase Quantity 3/31/18 4/30/18 Unrealized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DB) Advanced Micro Devices 12/15/17 50,000 612,925 502,500 544,000 -68,925 Amazon 4/2/18 1,000 1.395,441 1,568,130 170,689 Alibaba Gro

..1,000.000_ L. 901,750 7,632,903 594.500 7,537,466 584.000 -317.750 7,354,451, -278,462 Southern Trutt CO. - Fixed Income (Morgan Stanley) Charles Schwab 6.0% Preferred 525 pat 7/27/15 40,000 1 000 000 1.086.400 1.106.000 106,000 Annaly Cap Management 7/25/17 40 000 994 000 4,000 1 000 000

MUNI income auras EFTA00599620 Purchase Quantity I 6/30117 7131117 I Unrealized Asset Description Date Cost Value Value I Gain (Loss) Southern Financial LLC - Equities (DB) Akorn Inc. Akbaba Group Allianz SE ADR 6/10/15. "-- 6/10/15 4/13/15 5.000 234.205 5.000 444.749 5.000 90.056 fa:VW- 704.500 98.87