th end t&ed income values EFTA00811511 Purchase Quantity 4/30/17 5/31117 Unrealized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DB) Akom Inc. 6/10/15 5,000 234.206 167,250 166,350 -67.856 Alibabe Group 6/10/15 5,000 444,749 577,500 612,300 167.551 Allianz SE AD

h end fixed income values EFTA00811550 Purchase Quantity 6/30/17 7131117 Unrealized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DB) Akom Inc. 8/10/15 5,000 167,700 - 0 Alibaba Group 6110115 5,000 444.749 704,500 774,750 330.001 AIDanz SE ADR 4/13/15 5,000 90,

341/15 5.000. ... __._254,306 15000 155825 157,250 ___156.6Q3 •97,0561 7.1.0.7aW1 Wadomtree Investments Inc 3.24.158 _•,• • 152,9.5P Total Southern Financial LLC - Equities (DB) 58,293,977 79,243,099 64,449,372 6,155,395j Southern Trust Co. - Equities (Mogan Stanley) • Barclays PLC ADR 711.116 100,000 805,008 1

MUNI income auras EFTA00811542 Purchase Quantity I 6/30117 7131117 I Unrealized Asset Description Date Cost Value Value I Gain (Loss) Southern Financial LLC - Equities (DB) Akorn Inc. Akbaba Group Allianz SE ADR 6/10/15. "-- 6/10/15 4/13/15 5.000 234.205 5.000 444.749 5.000 90.056 fa:VW- 704.500 98.87

ells tired income YAWS 1 EFTA00811533 Purchase Quantity 6131117 6/30117 Unrealized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DO) Akorn Inc 6/10/15 5 000 234.206 166,350 167,700 -66,506 Alibaba Group 6110/15 5:000 444.749 612,300 704,500 259.751 Allianz SE AD

81,548,416 1,188,543 EFTA00811653 Purchase Quantity 11/30/17 12/31/17 Unrealized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DB) Advanced Micro Devices (received 0.70 from selling puts) 9/15/17 20,000 246,012 217,800 205,600 -40,412 Advanced Micro Devices (received

6 81,642,786 1,498,244 EFTA00811670 Purchase Quantity 12/31117 1131/18 Unrealized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DB) Advanced Micro Devices (received 0.70 from selling puts) 9115117 20,000 246,012 205,600 274,800 28,788 Advanced Micro Devices (received

,947 80,123,947 792,604 EFTA00811709 Purchase Quantity 3/31/18 4/30/18 Unrealized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DB) Advanced Micro Devices 12/15/17 50,000 612,925 502,500 544,000 -68,925 Amazon 4/2/18 1,000 1.395,441 1,568,130 170,689 Alibaba Gro

MUNI income auras EFTA00599620 Purchase Quantity I 6/30117 7131117 I Unrealized Asset Description Date Cost Value Value I Gain (Loss) Southern Financial LLC - Equities (DB) Akorn Inc. Akbaba Group Allianz SE ADR 6/10/15. "-- 6/10/15 4/13/15 5.000 234.205 5.000 444.749 5.000 90.056 fa:VW- 704.500 98.87

$89,071 4/6/18 CD PROJEKT SA 3 EFTA_R1_01785138 EFTA02598897 15,320 N 3-Aug-18 $ 540,917 $836,234 PLN 120 PLN 199.46 $295,317 Total Southern Financial LLC - Equities (DB) 4 EFTA_R1_01785139 EFTA02598898 $2,036,112 $587,681 FX Forwards/Options Trade Long Short 5 EFTA_R1_01785140 EFTA02598899 Total D

n name and how many shares thank you l> Purchase Quantity 7/31/15 8/31/15 Unrealized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities Apple Inc 10/28/13 14,000 1,058,121 1,698,200 1,578,640 520,520 Apple Inc (53,820 shares were moved to margin account) 9/5/14 150,000 14,842