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as the CIO of a pan-Asian credit hedge fund, an investment banker with ING Barings and Barclays Capital, and as a research analyst with UBS and Nomura. Mr. Kim graduated from Yale University in 1992. EFTA_R1_0 1947060 EFTA02672844 Appendix: Selected Publicly Traded Holding Companies (USS 00th
sferred to LISTCO. which will be a publicly traded holding company • Standard 2%/20% management fees paid by LISTCO ("GH") and Hedge Fund to the Mgmt Co. • Additional 10% Incentive Fee of Net Appreciation which exceeds 2.5x return of S&P • Mgmt Co. is owned by Galloway, Braun and Kim • Gallowa
as the CIO of a pan-Asian credit hedge fund, an investment banker with ING Barings and Barclays Capital, and as a research analyst with UBS and Nomura. Mr. Kim graduated from Yale University in 1992. EFTA00505805 Appendix: Selected Publicly Traded Holding Companies (USS 000s) Berkshire Hatha
sferred to LISTCO, which will be a publicly traded holding company • Standard 2%I20% management fees paid by LISTCO ("GH") and Hedge Fund to the Mgmt Co. • Additional 10% Incentive Fee of Net Appreciation which exceeds 2.5x return of • Mgmt Co. is owned by Galloway, Braun and Kim • Galloway Ho
the CIO of a pan-Asian credit hedge fund, an investment banker with ING Barings and Barclays Capital, and as a credit research analyst with UBS and Nomura. Mr. Kim graduated from Yale University in 1992. 30 EFTA00505836 Appendix: Selected Publicly Traded Holding Companies Harbinger RCS Berkshire
sferred to LISTCO, which will be a publicly traded holding company • Standard 2%I20% management fees paid by LISTCO ("GH") and Hedge Fund to the Mgmt Co. • Additional 10% Incentive Fee of Net Appreciation which exceeds 2.5x return of • Mgmt Co. is owned by Galloway and Kim • Galloway Holdings
Entities connected to both Nomura and Mgmt Co.

Bloomberg L.P.
ORGANIZATIONBarclays Capital
ORGANIZATION
Rudy Giuliani
PERSONRodman & Renshaw
ORGANIZATIONING Barings
ORGANIZATIONPali Capital
ORGANIZATIONEugene Kim
PERSONGalloway Partners
ORGANIZATIONthe Tech/Telcom
ORGANIZATIONConsumer Retail
ORGANIZATIONHealthcare Services and Business Services
ORGANIZATIONthe Small and Micro
ORGANIZATIONLISTCO
ORGANIZATIONUltra Micro
ORGANIZATIONEmpire Capital
ORGANIZATIONthe Small & Mid Cap
ORGANIZATIONMid-Large Caps
ORGANIZATIONpre-Lehman
ORGANIZATIONM-Value
ORGANIZATIONCatalysts/News
ORGANIZATION