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as the CIO of a pan-Asian credit hedge fund, an investment banker with ING Barings and Barclays Capital, and as a research analyst with UBS and Nomura. Mr. Kim graduated from Yale University in 1992. EFTA_R1_0 1947060 EFTA02672844 Appendix: Selected Publicly Traded Holding Companies (USS 00th
ed players in the sector remaining Source Company data 8 EFTA_R1_01947042 EFTA02672826 Market Opportunity Limited Competition RIP Seaside Rodman & Renshaw lint Montauk First Tennessee V Finance Gktcher think Equities Pali Capital Morgan Joseph Merriman Curham (ITAX Jessup & Lamont Empire Capi
as the CIO of a pan-Asian credit hedge fund, an investment banker with ING Barings and Barclays Capital, and as a research analyst with UBS and Nomura. Mr. Kim graduated from Yale University in 1992. EFTA00505805 Appendix: Selected Publicly Traded Holding Companies (USS 000s) Berkshire Hatha
elling • Very few experienced players in the sector remaining 8 EFTA00505787 Market Opportunity Limited Competition RIP Sellside Buy side Rodman & Renshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkv
the CIO of a pan-Asian credit hedge fund, an investment banker with ING Barings and Barclays Capital, and as a credit research analyst with UBS and Nomura. Mr. Kim graduated from Yale University in 1992. 30 EFTA00505836 Appendix: Selected Publicly Traded Holding Companies Harbinger RCS Berkshire
pelling • Very few experienced players in the sector remaining 9 EFTA00505815 Market Opportunity Limited Competition RIP Selhide Buyside Rodman & Renshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkv
Entities connected to both Nomura and Rodman & Renshaw

Lesley Groff
PERSONIke Groff
PERSON
Bloomberg L.P.
ORGANIZATION
Jeffrey Epstein
PERSON
Marc Rich
PERSON
George Mitchell
PERSONBarclays Capital
ORGANIZATION
Rudy Giuliani
PERSON
Bill Clinton
PERSON
Donald Trump
PERSON
New York
LOCATION
Anne Hathaway
PERSON
Joe Biden
PERSON
Hong Kong
LOCATIONING Barings
ORGANIZATION
Arabia
LOCATIONWestern US
LOCATIONBarron Partners
ORGANIZATIONPali Capital
ORGANIZATIONEugene Kim
PERSON