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ABUSH CLIENTS STATUS AS A NON•U.S. PERSON AND OBTAIN A REDUCE() RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients. U.S. Department of Labor regulation') require DBSI to disclose to a responsible plan tiducialY certain talorrnatoo in connection with the tautest that DOS' provides to a pla
old short depreciates. an amount equal to such decline wit be transferred from the cash account to the Margin Account resulting in a credit entry in the Margin Account. The closing price from the previous business day is used to determine any appreciation or depreciation io the merkot value of any security sold sho
BLISH CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ER ISA employes benefit plan ciente: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information In connection with the services that DBSI provides to a pla
lly understand the risks IrwoIved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of t
BLISH CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a pla
lly understand the risks involved in trading securities on margin. These risks include the following. 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of t
THIS DOCUMENT OTHER THAN THE CERTIFICATION AND. IF APPLICABLE. THE CERTIFICATION REOUIREO TO ESTABLISH CLIENT'S STATUS AS A NON.U.S. plan silents: U.S. Department of Labor regulations require OBSI to disclose to a responsible plan fiduciary that DBQ provides to a plan. to assist the fiduciary In evaluating the reasonab
lly understand the risks invotvod in trading securities on margin. These risks include the following: I. You can lose morn funds then you deposit in the Margin Account. A decline in the valuo of securities the! are purchased on margin may reauire you to provide additional funds to DBSI to avoid the forted sale of t
BLISH CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain Information in connection with the services that DBSI provides to a pla
ly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of t
Entities connected to both U.S. Department of Labor and the Margin Account
Pershing
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATIONSecurities and Other Property
ORGANIZATION
Jeffrey Epstein
PERSON
United States
LOCATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONDEISI
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Federal Reserve
ORGANIZATIONForeign Securities which Client
ORGANIZATIONThe Terms and Conditions of this
ORGANIZATION
Deutsche Bank
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATIONApplicable Law
PERSON
FDIC
ORGANIZATION