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BLISH CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ER ISA employes benefit plan ciente: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information In connection with the services that DBSI provides to a pla
effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 1340914.0196 9 012145.0329,3 SDNY_GM_00038151 CONFIDENTIAL CONFI
BLISH CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a pla
affect from time to tare. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. is-AwM-D196 9 012145=813 CONFIDENTIAL - PURSUANT TO FED R. CRIM. P
BLISH CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain Information in connection with the services that DBSI provides to a pla
effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 9 012145 032813 CONFIDENTIAL — PURSUANT TO FED. R. CRI
Entities connected to both U.S. Department of Labor and the Options Clearing Corporation
Pershing
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATION
Jeffrey Epstein
PERSON
Deutsche Bank
ORGANIZATION
Ghislaine Maxwell
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
Federal Reserve
ORGANIZATION
FDIC
ORGANIZATION
George W. Bush
PERSON
United States
LOCATION
Joi Ito
PERSON
JPMorgan Chase
ORGANIZATIONDEISI
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONSouthern Trust Company
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATION