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BLISH CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ER ISA employes benefit plan ciente: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information In connection with the services that DBSI provides to a pla
Obligor is in default of its obligations in respect of its debt securities or other financial obligations land Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (9) such Foreign Securities are not sui
BLISH CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a pla
Obligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (1) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not sui
THIS DOCUMENT OTHER THAN THE CERTIFICATION AND. IF APPLICABLE. THE CERTIFICATION REOUIREO TO ESTABLISH CLIENT'S STATUS AS A NON.U.S. plan silents: U.S. Department of Labor regulations require OBSI to disclose to a responsible plan fiduciary that DBQ provides to a plan. to assist the fiduciary In evaluating the reasonab
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically ackhowledges that Foreign Securities which Client purchases May be In default at the time of purchase); MI Feieign Securities in question may be waled; and (7) such Foreign Securities are not suitab
ABLISH CLIENTS STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations requite DBSI to disclose to a responsible plan fiduciary certain Information in connection with the salvoes that DBSI provides to • plan
Obligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase). (f) Foreign Secunties in question may be unrated. and (g) such Foreign Securities are not suit
BLISH CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain Information in connection with the services that DBSI provides to a pla
Obligor is in default of Its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not sui
Entities connected to both U.S. Department of Labor and Foreign Securities which Client
Pershing
LOCATION
United States
LOCATION
Federal Reserve
ORGANIZATIONthe State of New York
LOCATION
Jeffrey Epstein
PERSONPershing LLC
ORGANIZATIONForeign Securities
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Margin Account
ORGANIZATIONDEISI
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONApplicable Law
PERSONThe Terms and Conditions of this
ORGANIZATION
FDIC
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATION
Deutsche Bank
ORGANIZATION