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THIS DOCUMENT OTHER THAN THE CERTIFICATION AND. IF APPLICABLE. THE CERTIFICATION REOUIREO TO ESTABLISH CLIENT'S STATUS AS A NON.U.S. plan silents: U.S. Department of Labor regulations require OBSI to disclose to a responsible plan fiduciary that DBQ provides to a plan. to assist the fiduciary In evaluating the reasonab
SENT TO ANY PROVISION OF THIS DOCUMENT OTHER THAN THE CERTIFICATION AND. IF APPLICABLE. THE CERTIFICATION REOUIREO TO ESTABLISH CLIENT'S STATUS AS A NON.U.S. plan silents: U.S. Department of Labor regulations require OBSI to disclose to a responsible plan fiduciary that DBQ provides to a plan. to assist
ABLISH CUENT'S STATUS AS A NON.U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require CiBSt to disclose toe responsible plth fiduciary certain Information In connection with the services that DBSI provides to • pla
T OTHER THAN THE CERTIFICATION REQUIRED TO A ID BACKUP WITHHOLDING, AND, IF APPLICABLE, THE CERTIFICATION REQUIRED TO ESTABLISH CUENT'S STATUS AS A NON.U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulation
BLISH CI IFNI'S STATUS AS A NON.U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Intonation for ER ISA employee benefit plan chants: U.S. Department of Labor regulations moire DEISI to tastiest, to a responsible plan fiduciary certain information in connection with the services that DWI provides to a plan
OIHER THAN THE CER rifiCArioN REQUIRED10 AVOID RACKUP WITHHOLDING. AND, IF AIM ICABLE. THE CERTIFICATION REQUIRED TO ESTABLISH CI IFNI'S STATUS AS A NON.U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Intonation for ER ISA employee benefit plan chants: U.S. Department of Labor regulations
Entities connected to both U.S. Department of Labor and NON.U.S.

Jeffrey Epstein
PERSONPershing
LOCATIONDEISI
ORGANIZATIONthe State of New York
LOCATION
United States
LOCATION
Joi Ito
PERSONPershing LLC
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATIONthe Margin Account
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONForeign Securities which Client
ORGANIZATIONPRE-DISPUTE ARBITRATION CLAUSE
ORGANIZATIONPenner
PERSON
FDIC
ORGANIZATIONInternal Revenue
ORGANIZATION