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ABUSH CLIENTS STATUS AS A NON•U.S. PERSON AND OBTAIN A REDUCE() RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients. U.S. Department of Labor regulation') require DBSI to disclose to a responsible plan tiducialY certain talorrnatoo in connection with the tautest that DOS' provides to a pla
ns, providing Client information outside of DBSI. 7. tatty" or "Parties' means Client(s) and DBSI, together with its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation Of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
BLISH CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a pla
, providing Client information outside of D8S1. 7. 'Party' or 'Parties' means Clients) and OBSI, together witfr its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
ABLISH CLIENTS STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations requite DBSI to disclose to a responsible plan fiduciary certain Information in connection with the salvoes that DBSI provides to • plan
s, providing Client information outside of DBSI. 7. 'Party" or 'Parties' menns Clients) and DBSI, together whn its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
Entities connected to both U.S. Department of Labor and Restricted Securities'
Pershing
LOCATION
Jeffrey Epstein
PERSONApplicable Law
PERSONDEISI
ORGANIZATIONthe State of New York
LOCATION
the Internal Revenue Service
ORGANIZATION
United States
LOCATIONPershing LLC
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Federal Reserve
ORGANIZATION
Joi Ito
PERSONForeign Securities which Client
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONthe Margin Account
ORGANIZATIONPRE-DISPUTE ARBITRATION CLAUSE
ORGANIZATIONForeign Securities
ORGANIZATION