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ABUSH CLIENTS STATUS AS A NON•U.S. PERSON AND OBTAIN A REDUCE() RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients. U.S. Department of Labor regulation') require DBSI to disclose to a responsible plan tiducialY certain talorrnatoo in connection with the tautest that DOS' provides to a pla
r 10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security). or are not traded on or through a national securities exchange, automated quotation system or other nationally
BLISH CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ER ISA employes benefit plan ciente: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information In connection with the services that DBSI provides to a pla
r 10% stockholder, or otherwise classified as a control person or insider. or securities that ere subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not traded on or through a national securities exchange, automated quotation system or other nationally
BLISH CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a pla
r 10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security). or are not traded on or through a national securities exchange, automated quotation system or other nationally
ABLISH CLIENTS STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations requite DBSI to disclose to a responsible plan fiduciary certain Information in connection with the salvoes that DBSI provides to • plan
r 10% stockholder, or otherwise classified as a control person or insider, or securities that are subject to any restrictions on resale (whether by Applicable Law, contract or legend on the security), or are not'traded on or through a notional securities exchange, automated quotation system or other nationally
Entities connected to both U.S. Department of Labor and Applicable Law
the State of New York
LOCATIONPershing
LOCATION
United States
LOCATION
the Internal Revenue Service
ORGANIZATION
Jeffrey Epstein
PERSON
Federal Reserve
ORGANIZATIONPershing LLC
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONRestricted Securities'
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONDEISI
ORGANIZATIONForeign Securities which Client
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONthe Margin Account
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATION
Joi Ito
PERSONThe Terms and Conditions of this
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONForeign Securities
ORGANIZATION