4
Shared Docs
4
Same-Page
4 / 4
Mentions
s, Dow Jones, DAB) El re O No negative results found O Yes IZI No Denial Orders checks complete 74 yes O No negative results found M Yo IO No Martindale-Hubbell searched (Lawyers/Law Ants only) M yes 74 No negative results found • Yes O No D. Please summarize any negative results from the database seethe
ubsidiaries or is the customer threatening litigation against Deutsche Bank AG or any of b subsidiaries, (If Yes, peon* cidaiik below and s, ontad Quay Mgt O Yes 0 No (LatArnfint7Jor the Regulatory Contra/ Cioup and notify Compliance immeditey) G. O Yes 0 No https://dbforcepb.my.salesforce.com/servl
, Reuters, Dow Jones, •) rd yes 0 No negatwe results found Ores • No Denial Orders checks complete 2 Yes 0 No negatwe results found Ores ONo Martindale-Hubbell searched (Lawyers/Law Firms only) 2 Yes • No negatwe results found 0 Yes 2 No D. Please summarize any negative results from the database searches
is the customer threatenng litigation against O Yes RI No F' Deutsche Bank AG or any."( its subsidiaries? (If Yes, pruvh cleats below and contact Quay Mgt. (Lattm/Intl)o r the Regulatory Control Croup and nobryConwhance immediett•ly) Does the dent or rated party have any financial or other association
activa, Reuters, Dow ores, 2 Yes 0 No negative resits found Ora 2 No Denial Orders checks complete 2 Yes 0 No negative resits found Orin 2 Na Martindale-Hubbell searched (Lawyers/Law Arms ally) 0 Yes 2 No negative resits found ans 0 No D. Please summarize any negative results from the database searches i
iaries or is the customer threatening kigabon against 0 yes 2 No Deutsche Bank AG or any of is subsidiaries? (II Yes, provide Malls telow and ceaWd Quay Mgt (LatAm/Int?) or the Regulatory Control Group and notify Compliance immediately) G' financial Does the client or related party have any or other
a, Reuters, Dow Jaws, DM) 52 Yes O No negatwe results found @Yes • No Denial Orders checks complete 2 Yes O No negatwe results found Dyes @No Martindale-Hubbell searched (Lawyers/Law Finns only) 2 Yes • No negatwe results found OYes 0 No D. Please summarize any negative results from the database searches
or is the customer threatening litigation against O Yes RI No F' Deutsche Bank AG or any."( Hs subsidiaries? (If Yes, ptovkle cleats betwandcontact Quay Mgt. (Lattm/Intl)o or the Regulatory Control Croup and nobryConwhance immediett•ly) Does the dent or rated party have any flnancial or other associabo
Entities connected to both Martindale-Hubbell and Quay Mgt

Jeffrey Epstein
PERSONDarren Indyke
PERSON
Dow Jones
ORGANIZATION
Eric Holder
PERSON
U.S. Virgin Islands
LOCATION
Financial Trust Company
ORGANIZATION
Les Wexner
PERSON
the Office of Foreign Assets Control
ORGANIZATION
Paul Volcker
PERSON
Paul Morris
PERSONLexis/Nexis
ORGANIZATIONHarry Beller
PERSONDeutsche Bank Americas New York
ORGANIZATIONJ. Epstein & Co.
ORGANIZATION
Deutsche Bank
ORGANIZATION
Richard Kahn
PERSON
Prince Andrew
PERSONTIN/EIN
ORGANIZATION
Bear Stearns
ORGANIZATIONPrimary Country
ORGANIZATION