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Dow Jones, F yes r- No negative results found F Yes F No D&B) Denial Orders checks complete 17 yes r No negative results found r Yes F . No Martindale-Hubbell searched (Lawyers/Law Firms only) F Yes F No negative results found F Yes F No Please summarize any negative results from the database searches i
b-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMEN7': Deutsche Bank Private Wealth SONY_GM_00053544 httpsl/na4.salesforce.com/servle frittpriEtrirttACE/D9Diaceid=50060... 11/15/2013 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-00
Dow Jones, r yes r No negative results found r Yes F No D&B) Denial Orders checks complete 17 Yes r No negative results found r yes RI No Martindale-Hubbell searched (Lawyers/Law Firms only) r Yes F No negative results found F Yes F No Please summarize any negative resuks from the database searches in
b-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY AtTATEMENT: Deutsche Bank Private Wealth SDNY_GM_00057121 Intps://dbforcepb.iny.salesforeerNIORDENTIKOL130000000D9Di&ei ... 1/5/2016 CONFIDENTIAL - PURSUANT TO FED. R. Wis. a(b) ' DB-S
, Dow Jones, F yes F No negative results found F Yes F No D&B) Denial Orders checks complete 17 yes r No negative results found F Yes F . No Martindale-Hubbell searched (Lawyers/Law Firms only) F Yes F No negative results found F Yes F No D. Please summarize any negative results from the database search
Sub-Market Team Head MTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PR/ VATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth SDNY_GM_00064641 CONFIDENTIAL - PURSUANT TO FED. R. Fit) DB-SDNY-0027466 https://na4.salesforce.com/servIel FIBENTIIkt 0D9Di&eid=500600... 8/2
Entities connected to both Martindale-Hubbell and Deutsche Bank Private Wealth

Jeffrey Epstein
PERSONDarren Indyke
PERSON
Dow Jones
ORGANIZATION
Eric Holder
PERSON
U.S. Virgin Islands
LOCATION
Financial Trust Company
ORGANIZATION
Les Wexner
PERSONTrustee/Co-Trustee
ORGANIZATIONLawyers/Law Firms
ORGANIZATION
the Office of Foreign Assets Control
ORGANIZATION
Paul Morris
PERSONLexis/Nexis
ORGANIZATIONDeutsche Bank Americas New York
ORGANIZATIONQuality Mgt
ORGANIZATIONJ. Epstein & Co.
ORGANIZATIONTIN/EIN
ORGANIZATIONJanice Franklin
PERSONBrian M. Biggar
PERSONI. Corporate Documentation Attached
ORGANIZATION
JPMorgan Chase
ORGANIZATION