Epstein Secrets

ers, Dow Jones, ChB) 2 Yes O No negative results found • yes Fa No Denial Orders checks complete 2 Yes 0 No negative results found 0 Yes 2 No Martindale-Hubbell searched (LawyersAaw Arms orgy) 0 Yes 2 No negative results found 0Yes • No D. Please summarize any negative results from the database searches

Policy (1) Client Facing Professionals (CFP is) include: Relationship Managers. Wealth Advisors. Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York VA SONY_GM_00040070 hups://dbforcepb.my.salesforcaliNtErilDaiLIJIAL000000D9Di&e... 7/30/2019 CONFIDENTIAL -PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY

Dow Jones, r yes r- No negative results found r yes F No DM) Denial Orders checks complete 17 yes r No negative results found r Yes P.. No Martindale-Hubbell searched (Lawyers/Law Arms only) r Yes F No negative results found r yes F No Please summarize any negative Previously KYC approved in casert t

Policy (i) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SDNY_GM_00053587 CONFIDENTIAL - PURSUANT TO FED_ R. 'Mr hups://na4.salesforce.com/servle pEyEtrirtpAEM9Diateid=500600... 3/21/2014 DB-SDNY-00164

Dow Jones, r yes r- No negative results found F Yes F No D&B) Denial Orders checks complete 17 Yes r No negative results found r Yes r7 No Martindale-Hubbell searched (Lawyers/Law Firms only) r Yes F No negative results found F Yes Fheo Please summarize any n t ir.ve results from the database searches

YC Policy (i) Client Facing Professionals (CFPV include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SONY_Ght00053616 littps://na4.salesforce.com/servle pliREINFRAtD9Diaceid=500600... 3/21/2014 CONFIDENTIAL - PURSUANT TO FED_ R. FP.IM I"" DB-SD

w Jones, r yes r- No negative results found I— Yes F No D&B) Denial Orders checks complete I. Yes r No negative results found r Yes r3 No Martindale-Hubbell searched (Lawyers/Law Firms only) r Yes F No negative results found r vest— No Please summarize any negative results from the database searches i

Policy (i) Client Facing Professionals (CFP :5) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SONY_GM_00053761 Imps1/864.salesforce.com/servle f itrEjElfrpACE/D9Diateid=500600... 4/10/2014 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016585

es, .--- ii., yes F No negative results found F Yes F No D&B) Denial Orders checks complete 17 Yes r No negative results found F yes F . No Martindale-Hubbell searched (Lawyers/Law Firms only) F Yes F No negative results found F Yes F No Please summarize any negative results from the database searches i

Policy (i) Client Facing Professionals (CFP's) include: Relationship Managers. Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SON Y_Ght00053822 hups://na4.salesforce.comiservle fristrEjetneD9Diaceid=500600... 3/21/2014 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016646

s, Dow R yes O No K negative results found R Yes O No Jones, D&B) Denial Orders checks complete PT Yes Om negative results found O Yes Pi No Martindale-Hubbell searched (Lawyers/Law Firms only) O yes R No negative results found Dyes O No D. Please summarize any negative results from the database searches

YC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, (Went Managers. etc. Deutsche Bank Americas New York VA SDNY_GM_00063632 littps://dbforcepb.my.salesforces SIEN in,ENTIA0L30000000D9Ditic... 10/1 6/2018 CONFIDENTIAL - PURSUANT TO FED. ktRitsetr , •-•

Jones, D&B) 9.-- iv Yes r- No negative results found F Yes F No Denial Orders checks complete F Yes r No negative results found r Yes F No Martindale-Hubbell searched (Lawyers/Law Firms only) r Yes F No negative results found F Yes F No Please summarize any ne tive resuks from the database searches in

Policy (i) Client Facing Professionals (CFP :5) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SDNY_GM_00013490'a hupslina4.salesforce.comiservlet CONFIDENTIAL - PURSUANT TO FED_ R. pEyEIVFMCE:09Diaceid=50060... 10/30/2013 DB-SDNY-0027734 E