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ers, Dow Jones, ChB) 2 Yes O No negative results found • yes Fa No Denial Orders checks complete 2 Yes 0 No negative results found 0 Yes 2 No Martindale-Hubbell searched (LawyersAaw Arms orgy) 0 Yes 2 No negative results found 0Yes • No D. Please summarize any negative results from the database searches
b.hiarket Team Head (SNTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Rank Private Wealth Management (PWAI) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals I(I) (CFP.9 should establ
ers, Dow Jones, MI 2 Yes • No negative results found • YeS 0 No Denial Orders checks complete E?I Yes El No negative results found 0 Yes 21No Martindale-Hubbell searched (Lawyers/Law Firms only) 0 Yes trf No negative results found • Yes 0 No D. Please summarize any negative results from the database sear
ub-Market Team Head SMT14): (Signature) AML Business Risk: (Signature) AML Compliance: (Signatuie) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Rank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals)(!) (CFP's) should establi
Reuters, Dow Jones, Des) @Yes O No negative result found ['Yes @No Denial Orders checks complete 74 yes O No negative results found • Yes No Martindale-Hubbell searched (Lawyers/Law Rum or/y) • Yes 74 No negative results found • Yes O No D. Please summarize any negative results from the database search
arket Team lit-ad 5/1T11)' (Signature) All. Business Risk: (Signature) Alit Compliance (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Rank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals)(!) (CFP 's) should establ
., Reuters, Dow Jones. Dm 21Yes • No negative results found • US @No Denial Orders checks complete @Yes Otto negabve results found Oyes El No Martindale-Hubbell searched (Lawyers/Law Firms only) 0 Yes tr# No negative results found • Yes 0 No D. Please summarize any negative results from the database sear
Sub-Market Team Head SMT14): (Signature) MIL Business Risk: (Signature) an% Compliance: (Signahne) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT• Deutsche Rank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals)(!) (CFP's) should establi
Reuters, Dow Jones, MO g Yes . No negative results found • Yes 2 No Denial Orders checks complete TA Yes 0 No negative result found • Yes @No Martindale-Hubbell searched (Lawyers/Law Firms only) 0 Yes Elio negative results found • Yes EINcr D. Please summarize any negative results from the database searc
ub-Market Team Head SMT14): (Signature) MIL Business Risk: (Signatuie) AM) Compliance: (Signatuie) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT• Deutsche Rank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals)(!) (CFP's) should establi
uters, Dow Jones, DAB) Ryes O No negative result found O Yes Oho Denial Orders checks complete :re Yes O No negative results found • yes 0 No Martindale-Hubbell searched (Lawyerf/Law Rom ontY) • yen No negative results found • Yes O No D. Please summarize any negative resters from the database searches i
Market Team litsid 4.1 TN)' (Signature) Ali Business Risk: (Signature) Alit Compliance (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Rank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals)(!) (CFP 's) should establ
Entities connected to both Martindale-Hubbell and Deutsche Rank Private Wealth Management

Jeffrey Epstein
PERSONDarren Indyke
PERSON
Dow Jones
ORGANIZATION
Eric Holder
PERSON
U.S. Virgin Islands
LOCATION
Financial Trust Company
ORGANIZATION
Les Wexner
PERSONTrustee/Co-Trustee
ORGANIZATIONLawyers/Law Firms
ORGANIZATION
the Office of Foreign Assets Control
ORGANIZATION
Paul Morris
PERSON
Paul Volcker
PERSONLexis/Nexis
ORGANIZATIONDeutsche Bank Americas New York
ORGANIZATIONJ. Epstein & Co.
ORGANIZATION
Deutsche Bank
ORGANIZATIONTIN/EIN
ORGANIZATION
Bear Stearns
ORGANIZATIONPrimary Country
ORGANIZATION
St Thomas
LOCATION