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Dow Jones, DEB) Fe. Yes O he negative resift found 2 Yes O No Denial Orders chedd complete 2 Yes Ell No negative resters found 0 Yes M No Martindale-Hubbell searched (Lawyers/Law Firms only) • Yes 171 No negative resters found O Yes O No D. Please suwnante any negative results from the database search
ing or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers,
te PCR checks complete OFAC checks complete BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) Denial Orders checks complete Martindale-Hubbell searched (Lawyers/Law Firms only) gq Yes No National/State ID Other Bearer Shares Yes Yes Yes itiq Yes i Yes No negative results found iP
ng or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Office
te PCR checks complete OFAC checks complete BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) Denial Orders checks complete Martindale-Hubbell searched (Lawyers/Law Firms only) D E. gf! Yes No National/State ID Other Bearer Shares i Yes if! Yes it Yes ilff! Yes iltf! Yes No neg
ng or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Office
Entities connected to both Martindale-Hubbell and PWM Americas

Jeffrey Epstein
PERSONDarren Indyke
PERSON
Dow Jones
ORGANIZATION
Eric Holder
PERSON
U.S. Virgin Islands
LOCATION
Financial Trust Company
ORGANIZATION
Les Wexner
PERSONTrustee/Co-Trustee
ORGANIZATIONLawyers/Law Firms
ORGANIZATION
Paul Volcker
PERSONLexis/Nexis
ORGANIZATIONDeutsche Bank Americas New York
ORGANIZATIONHarry Beller
PERSON
George W. Bush
PERSON
Prince Andrew
PERSONQuality Mgt
ORGANIZATION
Deutsche Bank
ORGANIZATION
Bear Stearns
ORGANIZATION
St Thomas
LOCATION
John Brennan
PERSON