Epstein Secrets

rs, Dow Jones, Cell) Ryes • No negative results found • yes .74 No Denial Orders checks complete 2 Yes 0 No negative results found 0 Yes 0 No Martindale-Hubbell searched (LawyersAaw Firms orgy) 0 Yes El No negative results found Oyes • No D' Please summarize any negative results from the database searche

as the 2nd page with the correct signers that is attached separately. ONSHORE APPROVALS Client Facin Professional (CFA): Paul Morris (Signature) Paul Moms 2/24/2014 Office Director/Business Head: Brian M. Biggar (Signature) Brian M Biggar 2/24/2014 Regional Office Director: (Signature) MIL Busi

ters, Dow Jones, DU) I21 Yes • No negative results found • Yes No Denial Orders checks complete 2 Yes 0 No negative results found 0 Yes 0 No Martindale-Hubbell searched (tinwersAaw Firms onty) 0 Yes El No negative results found Oyes • No D. Please summarize any negative results from the database searche

2 KYC Print Page 11 of 12 M. Gass Connate No records to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris Signature) Paul Moms 11/5/2013 Office Drector/Busmess Head. Bnan M. Biggar :Signature) 3rian M. Biggar 11/5/2013 Regional Mice Director: (Signature) AML Business

rs, Dow Jones, (*8) RI Yes • No negative results found • Yes No Denial Orders checks complete RI Yes 0 No negative results found 0 Yes El No Martindale-Hubbell searched (LawyersAaw Firms orgy) 0 Yes El No negative results found 0Yes • No D. Please summarize any negative results from the database searche

'A_00150591 EFTA01284069 KYC Print Page 11 of 12 M. Case Comments No records to display. ONSHORE APPROVALS Client Facing Protests:mai (CFP): Paul Moms (Signature) Paul Von's 10/5/2015 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Ga van 10/511015 Regional Office Dire

, Dow Jones, F yes r— to negative results found F Yes F No D&B) Denial Orders checks complete 17 Yes r No negative resift found r yes ri No Martindale-Hubbell searched (Lawyers/Law Arms only) F Yes F No negative results found F Yes F No Please summarize any negative resuks from the database searches ind

2293 for Jeffrey Epstein KYC approval and all due diligence, attachments and source of wealth ONSHORE APPROVALS Client Facing Professional (CFP): Paul Moms (Signature) Paul Morns 9/5/2013 Office Director/Business Head: Mary Keaveney (Signature) Mary Keaveney 9/5/2013 Regional Office Director: (

Dow Jones, r yes F No negative results found r rest— No D&B) Denial Orders checks complete F yes r No negative results found r Yes r3 No Martindale-Hubbell searched (Lawyers/Law Firms only) r Yes F No negative results found r yes F No Please summarize any negative results from the database searches

(H) 164304 EFTA01295035 KYC Print Page 28 of 29 M. Case Comments No records to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Moms (Signature) Paul Morns 10/2/2013 Office Director/Business Head: Brian M. Biggar (Signature) Brian M. Biggar 10/3/2013 Regional Office Direct

rs, Dow Jones, r yes r No negative results found F yes F No D&B) Denial Orders checks complete F Yes r No negative results found r Yes F No Martindale-Hubbell searched (Lawyers/Law Firms only) r yes F No negative results found r yes F No Please summarize any negative results from the database searches

175324 EFTA01299124 KYC Print I I e l l of II' F lo records to display. M. Case Comments ONSHORE APPROVALS Client Facing Professional (CFP): Paul Moms (Signature) Paul Morns 10/8/2013 Office Director/Business Head: Brian M. Biggar Signature) r rian M. Biggar 10/8/2013 Regional Office Direc

s, iv r•-• D&B) Yes r No negative results found I— Yes F No Denial Orders checks complete 17 Yes r No negative results found r Yes F . No Martindale-Hubbell searched (Lawyers/Law Firms only) f-' Yes F No negative results found 1— yes f— No Please summarize any negative resuks from the database searche

gner. No change in the nsk score so no need for a new nsk calculator. Please see let 1121718. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Moms :5 g atur iii, 'aul Morris 10/22/2": Office Director/Business Head: Brian M. Biggar ;Signature) 3nan M. Biggar 10/23/2013 Regional Office Di

Dow Jones, M s 1 2 y e s O No negative results found 0 Yes Ora Denial Orders checks complete 2 yes Ono negative results (and O Yes 2 No Martindale-Hubbell searched (Lawyers/Law Finns only) Dyes 0 No negative rata: band Dyes O No Please memorize any negative results from the database searches indicat

EFTA_000 16045 EFTA00166797 KYC Print Page 24 of 24 M. Case Comments records to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Moms (Signature) Paul Morris 10(2/2013 aka Director/Basins Head: Brian M. Biggar 'Signature) Brian M. Biggar 1W3/2013 Regional Office Director '

Reuters, Dow Jones, Des) @Yes O No negative result found ['Yes @No Denial Orders checks complete 74 yes O No negative results found • Yes No Martindale-Hubbell searched (Lawyers/Law Rum or/y) • Yes 74 No negative results found • Yes O No D. Please summarize any negative results from the database search

EFTA_000 15998 EFTA00166750 KYC Print Page 11 of 12 l eo records to display. H. Case Comenents ONSHORE APPROVALS Client Facing &Sal (CFP): Paul Moms ,.Signature) 7aul Morris 7/17/2013 0Mce Director/Business Mead: Brian M. Beggar Signature) Snail H. Biggar 7/18/2013 Regional Offke Director

va, Reuters, Dow Jones, D&B) @ Yes 0 No negative resits found Ova 2 ta Denial Orders des complete @ Yes 0 No negative resits found 0 Vim 2 ta Martindale-Hubbell searched (Lawyers/Law Arms only) 0 Yes 12 No negative resits found Ova 0 No D. Please summarize any negative resLfts from the database searches

FIA_000 19025 EFTA00168772 KYC Print Page 6 of 25 2. Account Ownership Summary Accost Name: JEGE Inc Acct. Number (lava/al. Account Manager Paul Moms What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment. payment/expense account)? C