Document Mentions (3 shared documents)

EFTA01289201_sub_001 - EFTA01289201_100

3 mentions1 same-page

Page ?Same page

30320 Total Securities Withdrawals and Deposits - U.S. DOLLARS 0.00 -2,918,997.00 Dividends and Interest 10/10117 FOREIGN BOND INTEREST 300000 BARCLAYS EIK PLC CONTINGENT CAP NT 11,625.00 USD 06739FHK0 'SIM/ US06739Fli KO3 7.750% 04/1/23 B/E DTD 0 At Vit3 CLB RD 1/06 ED 13/1/17 10112/17 FOREIGN SECURI

k Cod Adjusted Unrealized Acaued Esliraled Eslirraled Cod Bads Martel Rix Market Value GainItos6 Interest Anrtal frame )(tell 473,911.46 BARCLAYS BK PLCCONTINGENT CAP NT ISM USO 6739FHK03 7.750% 04/2123 WE OTD 0412/13 CALLABLE 0412/1%.1 P Rating 884 04/03/13 ..12in 300,000.000 100.0000 EXELA

CL A UNSOLICITED ORDER AVERAGE -5000.000 53.2290 265,933 20 USD DISH UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 09125/17 09121111 SOLD GLAXOSM I THKUNE PLCWOWS4DR UNSOLICITED ORDER -5,000.000 40.3996 201,787.33 USD 65K AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 09125/1

EFTA01288772_sub_001 - EFTA01288772_100

2 mentions1 same-page

Page ?Same page

ISSUE M EOIUM TERM NOTES IUD XS0717735822 9.875% 12118/21 REG DTO 12/16111 Moody Rating Bat S8 P Rating BBB 12104113 'AM 1,500.000.000 1068300 BARCLAYS BK PLC CONTINGENT CAP NT ISK 8U6067390403 7.750% 04/10123 B/E DID 04110113 CALLABLE 04110118 S8 P Rating BP. 04103/13 'AM 300,000.000 100.0000 01,09/8

10 ' 12109/10 Total Noncuvered Total 91,525.000 GILEAD SCIENCES INC Dividend Option: Cash 02105114 03107114 Total Covered Total 8,100.000 GLAXOSM 'TULIN E PLC SPONS A DR Dividend Option: Cash 06110115 5,000.000 13 0010 GLOBAL PARTNER ACQUISITION CORP UNIT I CON & IWT EXP Dividend Option:

EFTA01288772_sub_002 - EFTA01288772_200

2 mentions1 same-page

Page ?Same page

11 Moody Rating Bat 58 P Rating BBB Security Identifier: GISISPPIII 1210//13 '.3.12 1,500,000.000 107/830 1,808,941.70 110.5750 1,858,825.00 BARCLAYS BK PLC CONTINGENT CAP NT ISM./ L•936739FMK03 7.750% 04/10/23 B/E DTD 04110113 CALLABLE 04/10118 S 8 P Rating 613+ Original Cod Basic 51,627,500.00 Secur

02105114 5.000.000 79 2810 396.407.00 117.6600 03107114 3,100.000 79 6120 216,797.00 117.8600 Total Covered 8,100.000 Total 8,100.000 GLAXOSM WHIM E PLC SPONS A DR Dividend Option: Cash 643,204.00 $843,204.00 Security Identifier: GU CUSP: 37733W105 06110115 5,000.000 43.0010 Sin236