Document Mentions (3 shared documents)

EFTA00069926

3 mentions1 same-page

Page ?Same page

less $100,000) with Robert. How much did Sean make on the trades? ZERO dollars. He had no idea that Cunniffe traded because he did not even know who Cunniffe was. It was a clear case of misappropriation where information was used without Sean's knowledge, so it was not a "classical" insider trading case.

dollars on the trades, sharing a small amount (less $100,000) with Robert. How much did Sean make on the trades? ZERO dollars. He had no idea that Cunniffe traded because he did not even know who Cunniffe was. It was a clear case of misappropriation where information was used without Sean's knowledge, s

ceutical distributors in the United States. Charges were also filed against Laurence F. Doud III, the company's former chief executive officer; and William Pietruszewski, the company's former chief compliance officer. The indictment was specifically for "unlawfully distributing oxycodone and fentanyl, and conspiring

EFTA00085684

2 mentions1 same-page

Page ?Same page

n dollars on the trades, sharing a small amount (less $100,000) with Robert. How much did Sean make on the trades? ZERO dollars. He had no idea that Cunniffe traded because he did not even know who Cunniffe was. It was a clear case of misappropriation where information was used without Sean's knowledge,

EFTA00018466 - EFTA00018501

2 mentions

Page EFTA00018484

estment banking at JPMorgan Chase and Perella Weinberg, mentioned some details about his work while talking to Robert. Sean's information made it to Cunniffe who made over a million dollars on the trades, sharing a small amount (less $100,000) with Robert. How much did Sean make on the trades? ZERO dolla

Page: EFTA00018484 →

Page EFTA00018492

Page: EFTA00018492 →

Mutual Connections (219)

Entities connected to both Cunniffe and William Pietruszewski

Dennis Riordan