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irements. GP is seeking to raise US$50 million in a first closing for a new hedge fund ("Strategic Turnaround Fund") which will invest in Small and Micro caps. GP intends to transfer all control stakes to a newly formed investment holding company ("LISTCO") and file a registration statement in order
sferred to LISTCO. which will be a publicly traded holding company • Standard 2%/20% management fees paid by LISTCO ("GH") and Hedge Fund to the Mgmt Co. • Additional 10% Incentive Fee of Net Appreciation which exceeds 2.5x return of S&P • Mgmt Co. is owned by Galloway, Braun and Kim • Gallowa
irements. GP is seeking to raise US$50 million in a first closing for a new hedge fund ("Strategic Turnaround Fund") which will invest in Small and Micro caps. GP intends to transfer all control stakes to a newly formed investment holding company ("LISTCO") and file a registration statement in order
sferred to LISTCO, which will be a publicly traded holding company • Standard 2%I20% management fees paid by LISTCO ("GH") and Hedge Fund to the Mgmt Co. • Additional 10% Incentive Fee of Net Appreciation which exceeds 2.5x return of • Mgmt Co. is owned by Galloway, Braun and Kim • Galloway Ho
s. GP is seeking to raise US$50-100 million in a first closing for a new hedge find ("Strategic Opportunities Fund") which will invest in Small and Micro caps. GP intends to transfer all control stakes to a newly formed investment holding company ("LISTCO") and file a registration statement in order t
sferred to LISTCO, which will be a publicly traded holding company • Standard 2%I20% management fees paid by LISTCO ("GH") and Hedge Fund to the Mgmt Co. • Additional 10% Incentive Fee of Net Appreciation which exceeds 2.5x return of • Mgmt Co. is owned by Galloway and Kim • Galloway Holdings
Entities connected to both Micro and Mgmt Co.

Anne Hathaway
PERSONRodman & Renshaw
ORGANIZATIONBarron Partners
ORGANIZATIONPali Capital
ORGANIZATIONEugene Kim
PERSONGalloway Partners
ORGANIZATIONthe Tech/Telcom
ORGANIZATIONConsumer Retail
ORGANIZATIONHealthcare Services and Business Services
ORGANIZATIONthe Small and Micro
ORGANIZATIONLISTCO
ORGANIZATIONUltra Micro
ORGANIZATIONEmpire Capital
ORGANIZATIONthe Small & Mid Cap
ORGANIZATIONMid-Large Caps
ORGANIZATIONpre-Lehman
ORGANIZATIONM-Value
ORGANIZATIONCatalysts/News
ORGANIZATIONEV/Book Value
ORGANIZATIONDeep Value
ORGANIZATION