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• SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 0429/2008 The SEC announced that the USDC for the Middle District of North Carolina entered final judgments against defendants Elfindepan, S.A., Strategic Asset Funds, S.A., and Southern Financial Group for their
Services Inc. Asheville. North Carolina. UNITED STATES • FRD - Fraud. Scams. Swindles / ASC - Associated with, Seen with, 02/04/2011 U.S. Attorney Anne M. Tompkins announced that. James W. "Bill" Bailey, Jr. had his initial appearance on three federal crirriinal counts. Securities Fraud. Mail Fraud and Filing F
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42 (August 10, 2000) COURT OF APPEALS AFFIRMS TRIAL COURT'S ORDER INCARCERATING DUNLAP FOR CONTEMPT. On March 15, 2001, the U.S. District Court for the Middle District of North Carolina adjudged defendants Elfindepan. S.A., Southern Financial Group and Tracy Calvin Dunlap, Jr. to be in civil contempt of court base
vices Inc. Address: Asheville. NC, UNITED STATES Event: . FRO - Fraud. Scams. Swindles ASC - Associated with, Seen with 02/04/2011, U.S. Attorney Anne M. Tompkins announced that James W. "Bill" Bailey, Jr. had his initial appearance on three federal criminal counts. Securities Fraud, Mail Fraud and Filing Fals
2 mentions1 same-page
Page ?Same page
42 (August 10, 2000) COURT OF APPEALS AFFIRMS TRIAL COURT'S ORDER INCARCERATING DUNLAP FOR CONTEMPT. On March 15, 2001, the U.S. District Court for the Middle District of North Carolina adjudged defendants Elfindepan. S.A., Southern Financial Group and Tracy Calvin Dunlap, Jr. to be in civil contempt of court base
vices Inc. Address: Asheville. NC, UNITED STATES Event: . FRO - Fraud. Scams. Swindles ASC - Associated with, Seen with 02/04/2011, U.S. Attorney Anne M. Tompkins announced that James W. "Bill" Bailey, Jr. had his initial appearance on three federal criminal counts. Securities Fraud, Mail Fraud and Filing Fals
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Action 04/29/2008, Litigation Release No. 20543/ Securities and Exchange Commission v. Elfindepan, S.A., et al., United States District Court for the Middle District of North Carolina, Civil Action No. 1:00CV00742 Final Judgments Entered Against Elfindepan S.A., Strategic Asset Funds S.A., and Southern Financia
ices Inc. Address: Asheville, NC, UNITED STATES Event: FRD - Fraud, Scams, Swindles ASC - Associated with, Seen with • 02/04/2011, U.S. Attorney Anne M. Tompkins announced that, James W. "Bill" Bailey, Jr. had his initial appearance on three federal criminal counts, Securities Fraud, Mail Fraud and Filing F
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Mutual Connections (42)
Entities connected to both the Middle District and Anne M. Tompkins
United States
LOCATION50 w/ the·2 w/ Anne
George W. Bush
PERSON21 w/ the·23 w/ Anne
United States District Court
ORGANIZATION38 w/ the·4 w/ Anne
Bailey
PERSON12 w/ the·23 w/ Anne
North Carolina
LOCATION27 w/ the·6 w/ Anne
Organization: Southern Financial LLC
ORGANIZATION22 w/ the·11 w/ Anne
Virginia Giuffre
PERSON28 w/ the·3 w/ Anne
ASC - Associated
ORGANIZATION4 w/ the·23 w/ Anne
Asheville
LOCATION4 w/ the·23 w/ Anne
AVL Properties
ORGANIZATION4 w/ the·23 w/ Anne
Securities Fraud, Mail Fraud
ORGANIZATION4 w/ the·23 w/ Anne
the United States District Court
ORGANIZATION22 w/ the·4 w/ Anne
Southern Financial Services Inc.
ORGANIZATION3 w/ the·21 w/ Anne
Dunlap
PERSON19 w/ the·4 w/ Anne
Prince Charles
PERSON18 w/ the·4 w/ Anne
the Securities and Exchange Commission
ORGANIZATION14 w/ the·4 w/ Anne
RI
Riskid
PERSON11 w/ the·6 w/ Anne
O'
O'Day
PERSON10 w/ the·2 w/ Anne
Charleston
LOCATION6 w/ the·5 w/ Anne
Litigation Release No
ORGANIZATION8 w/ the·3 w/ Anne